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25 Jun 2019, 9:39 am
Although a great initiative, Regulation CF is too complex and costly to be the main securities law exemption behind capital raising in the U.S.As a way of background, Title III of the JOBS Act added Section 4(a)(6) to the Securities Act, providing for a new exemption from registration for private placements conducted through an online platform. [read post]
1 Jun 2010, 1:48 pm
Peak Securities lost its registration with the Financial Industry Regulatory Authority Inc. in November. [read post]
22 Jun 2017, 9:20 am
In 1978, Justice William Brennan wrote for a 6-3 majority in the Penn Central v. [read post]
5 Jun 2008, 8:21 pm
If no more than 10% of the securities are held in the U.S., the transaction qualifies for “Tier 1” exemption and is exempt from most filing, disclosure and procedural requirements of U.S. tender offer rules (including disclosure requirements applicable to “going private transactions) as well as the registration requirements of the U.S. [read post]
28 Sep 2022, 1:50 am
According to Art. 9 of Design Regulation (EC) No 6/2002, a design right shall not subsist in a design that is contrary to public policy or to accepted principles of morality. [read post]
19 Nov 2013, 12:00 am
[ii] Despite these earlier projections, Twitter announced in a tweet on November 6, 2013 that it priced its stock at $26 per share due to high initial demand for its IPO. [read post]
27 Aug 2015, 4:30 am
The formal proceedings should be concluded by 6 pm and the reception will finish by 7 pm. [read post]
26 Feb 2018, 6:02 am
Google searches of the term “guccitech” in various permutations, resulting “overwhelmingly in a search result showing sites offering for sale [Gucci products]”;6. [read post]
5 May 2009, 7:00 am
Thursday, May 14, 2009 6:00 - 8:00pm Registration: There is no charge for this program. [read post]
4 May 2010, 1:00 pm
Monday, May 17, 2010 6 - 8 PM House of the Association, 42 West 44th Street Registration:There is no charge for this program, however registration is required. [read post]
23 Jun 2008, 5:41 pm
More details and registration available on Eventbrite. [read post]
11 May 2009, 7:00 am
Thursday, May 14, 2009 6:00 - 8:00pm Registration: There is no charge for this program. [read post]
26 Apr 2023, 9:05 pm
However, Reg A was still seen as a costly option for small businesses to raise capital, especially when compared with other alternatives such as private offerings under Regulation D or Section 4(a)(2) of the Securities Act of 1933.[6] Prior to the implementation of the JOBS Act, Reg A was seldom used, averaging only eight filings per year. [read post]
21 Jun 2021, 12:11 pm
This edition, like its predecessors, aims to help private employers understand what’s peculiar about California employment law. [read post]
6 Apr 2010, 5:00 am
The Private Fund Investment Advisers Registration Act passed by the House in the Wall Street Reform and Consumer Protection Act of 2009 (H.R.4173) required the SEC to start increasing the asset levels. [read post]
6 Dec 2010, 5:00 am
I expect to see several more in the “yes” column before July 21, 2011, the registration deadline under Dodd-Frank. [read post]
2 Dec 2011, 11:25 am
6. [read post]
9 Jun 2021, 9:54 am
On May 6, 2021, the Ninth Circuit Court of Appeal agreed with the district court’s decision. [read post]
30 Mar 2011, 3:30 pm
Join the Sacramento Valley APA for a discussion with Renaissance Planner Bill Fulton on the good, the bad, and the ugly of economic development based on his new book: Romancing the Smokestack: How Cities and States Pursue Prosperity Friday, April 22, 2011 Globe Mills 1131 "C" Street Sacramento, CA 95814 4:30 - 5:00 pm Registration & Networking 5:00 - 6:00 pm Discussion with Mr. [read post]
15 Sep 2008, 2:51 pm
–Details– Date: Wednesday, October 8, 2008 Time: 6:00-9:30 pm (Registration/Food 6-6:30, Idea Market starts at 7:00) Location: Boondocks’ Executive Meeting Room, Meridian, ID Cost: $20 (includes pizza/soda) Because seating is limited, the Idea Market is a private event (”invite only”). [read post]
