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24 Dec 2020, 8:30 pm
-elect Tommy Tuberville about challenging the electoral vote count when the House and Senate convene on January 6 to formally affirm President-elect Joe Biden’s victory. [read post]
24 Dec 2020, 3:00 pm
Investment advisors, brokers, brokerage firms, public and private companies, hedge funds, and scam artists can all engage in fraudulent practices that put individual investors’ portfolios at risk. [read post]
24 Dec 2020, 6:57 am
In addition to compounding problems faced by shareholders in tracing their share purchases to a specific registration statement in private securities litigation, CII also criticized the SEC for its "cursory" review of comment letters in opposition to the NYSE’s proposed rule, claiming it fell short of the reasoned decision-making required under the Administrative Procedure Act. [read post]
22 Dec 2020, 7:08 pm
The votes were overwhelming as the Senate passed the bill with a 92-6 vote and the House of Representatives passed it by a vote of 359-53. [read post]
22 Dec 2020, 9:43 am
SEC Registration. [read post]
18 Dec 2020, 6:54 pm
, which is scheduled to take place 4-6 January 2021. [read post]
15 Dec 2020, 7:25 am
Commercial Space Launch Competitiveness Act and the April 6 Executive Order on Encouraging International Support for the Recovery and Use of Space Resources. [read post]
15 Dec 2020, 3:46 am
Written by Anthony Kennedy, Barrister at Serle Court This is the second online symposium on Private International Law in Nigeria initially announced on this blog. [read post]
11 Dec 2020, 6:01 am
Silverman, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, December 8, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Investor protection, Registration exemptions, Retail investors, SEC, SEC rulemaking, Securities enforcement, Securities regulation, Solicitation Who Benefits from Analyst “Top Picks”? [read post]
10 Dec 2020, 8:30 pm
Instead, it gives each institution the license to individually interpret what it means, “and to define the activities that they decide to make conditional upon registration in the register,” the compromise reads. [read post]
4 Dec 2020, 10:32 am
” 18 U.S.C. 1030(e)(6) (emphasis added). [read post]
2 Dec 2020, 8:54 pm
Article 1(6) of the Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009. [read post]
25 Nov 2020, 8:28 am
This means that any restrictions on such private speech had to be viewpoint-neutral and reasonable; and yesterday, in Ogilvie v. [read post]
16 Nov 2020, 3:03 am
When may a company file a registration statement for the resale by the investors of securities sold in a private equity line financing? [read post]
13 Nov 2020, 3:18 pm
The measure eliminates the payroll expenses tax, increases registration fees for most businesses, increases tax rates, and imposes a gross receipts tax on commercial leases. [read post]
13 Nov 2020, 6:11 am
Warkol, Schulte Roth & Zabel LLP, on Friday, November 6, 2020 Tags: Broker-dealers, Capital formation, Equity offerings, Investor protection, Registration exemptions, SEC, SEC rulemaking, Securities regulation, Solicitation Avoiding Blowback from Your Stock Buyback Posted by Daniel Wolf and Joshua Korff, Kirkland & Ellis LLP, on Friday, November 6, 2020 Tags: Compliance & ethics, Information… [read post]
12 Nov 2020, 2:18 pm
Although Star had never structured a private placement to comply with applicable securities registration exemptions, he prides himself as being both a brilliant trial attorney and a fast study. [read post]
6 Nov 2020, 11:15 am
Patent and Trademark Office and the Copyright Office issue notices related to studies on IP infringement committed by sovereign state actors; the Copyright Office also issued a supplemental notice of proposed rulemaking (NPRM) related to statements of accounts submissions and payment of accrued royalties under the MMA; a magistrate judge in Southern New York denies a request to determine the accuracy of the copyright registration for the Phillie Phanatic baseball mascot; Amazon announces a… [read post]
6 Nov 2020, 8:11 am
Proposed ReConnect projects can be viewed here (registration required); awardees are identified here; proposed and funded projects are depicted on an interactive map here. [read post]
6 Nov 2020, 7:08 am
Certain formalities should be completed to ensure that public records (e.g. companies registration office, Land Registry or Registry of Deeds) are updated – it is important that these formalities are completed prior to any enforcement action. [read post]
