Search for: "Security Funding "
Results 461 - 480
of 54,216
Sorted by Relevance
|
Sort by Date
19 Oct 2009, 7:46 am
But prosecutors said on Friday that he had profited not from his trading genius but from his Rolodex, and they arrested him on charges of conspiracy and securities fraud in what they called the biggest insider trading scheme ever involving a hedge fund. [read post]
1 Dec 2011, 1:57 pm
A new "analytics" division of the Securities and Exchange Commission tasked with mining hedge fund data announced actions against six individuals and three hedge fund firms for alleged fraud. [read post]
17 Nov 2011, 8:41 am
On October 26, 2011, the Securities and Exchange Commission ("SEC") announced the adoption of Form PF, which stands for "Private Fund." [read post]
28 Jan 2016, 11:46 am
The Securities and Exchange Commission today announced that a Manhattan-based investment advisory firm and its Toronto-based hedge fund manager have agreed to settle charges that they misled investors about a fund’s investment strategy and historical performance. [read post]
21 Aug 2024, 10:00 pm
This LawFlash discusses what the changes might mean for structured equity and fund securities, such as collateralized fund obligations and related portfolio secondaries financing products (together, CFOs) and rated note funds/rated note feeder funds (RNFs). [read post]
21 Aug 2024, 10:00 pm
This LawFlash discusses what the changes might mean for structured equity and fund securities, such as collateralized fund obligations and related portfolio secondaries financing products (together, CFOs) and rated note funds/rated note feeder funds (RNFs). [read post]
21 Aug 2024, 10:00 pm
This LawFlash discusses what the changes might mean for structured equity and fund securities, such as collateralized fund obligations and related portfolio secondaries financing products (together, CFOs) and rated note funds/rated note feeder funds (RNFs). [read post]
21 Aug 2024, 10:00 pm
This LawFlash discusses what the changes might mean for structured equity and fund securities, such as collateralized fund obligations and related portfolio secondaries financing products (together, CFOs) and rated note funds/rated note feeder funds (RNFs). [read post]
21 Aug 2024, 10:00 pm
This LawFlash discusses what the changes might mean for structured equity and fund securities, such as collateralized fund obligations and related portfolio secondaries financing products (together, CFOs) and rated note funds/rated note feeder funds (RNFs). [read post]
21 Aug 2024, 10:00 pm
This LawFlash discusses what the changes might mean for structured equity and fund securities, such as collateralized fund obligations and related portfolio secondaries financing products (together, CFOs) and rated note funds/rated note feeder funds (RNFs). [read post]
5 Oct 2021, 12:13 pm
On August 20, 2021, the Securities and Exchange Commission filed a complaint against Robert J. [read post]
11 Nov 2022, 12:39 pm
Free Consultation with a National Securities Attorney If you have suffered investment losses in Infinity Q Diversified Alpha Mutual Fund, the securities attorneys at the White Law Group may be able to help you. [read post]
29 Apr 2010, 10:07 am
England is now in its 16th year of using an unscientific formula for funding NHS primary care trusts (PCTs) – those responsible for securing the best possible health care in every region of the UK. [read post]
2 Nov 2017, 10:17 am
If you have lost money investing in HMS Income Fund the securities attorneys at The White Law Group may be able to help you. [read post]
18 Oct 2011, 3:19 am
Draft fund compliance policies and procedures reasonably designed to detect, prevent, and resolve violations of federal securities laws. [read post]
30 Aug 2011, 7:05 pm
Our securities law firm is currently pursuing a securities arbitration case on behalf of California investors who suffered losses in the Highland Floating Rate Advantage Fund [Symbols: XSFRX (Class A); XLACX (Class C); XLAZX (Class Z).] [read post]
16 Jun 2012, 7:09 pm
Sometimes, people who receive Social Security Disability Benefits are not able to handle their own funds. [read post]
9 Jul 2024, 12:53 am
On 8 July 2024, the European Securities and Markets Authority (ESMA) issued two consultation papers on liquidity management tools (LMTs) for funds. [read post]
1 Jun 2019, 10:21 am
Morgan, Morgan Mezzanine Fund Manager LLC, & Morgan Acquisitions LLC Allegedly Offered a Series of Fraudulent Private Securities Offerings in Ponzi-like Fashion Robert C. [read post]
26 Jan 2012, 3:47 pm
The Managed Funds Association recently submitted a comment letter to the Securities and Exchange Commission dated January 6, 2012 requesting the SEC to amend Rule 502(c) of Regulation D to exempt private funds, such as hedge funds, private equity funds, and venture capital funds, from the ban on general solicitation and advertising under Regulation D. [read post]
