Search for: "Security Funding Company "
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4 Aug 2011, 3:40 pm
The company has purportedly created 14 different real estate funds. [read post]
4 Dec 2019, 11:55 am
At a mutual fund industry conference held on December 3, 2019, Dalia Blass, director of the Securities and Exchange Commission’s Division of Investment Management, previewed a new structure for registered mutual funds seeking to invest substantially in digital assets and related investments. [read post]
6 Jun 2023, 8:12 am
NEW YORK, June 6, 2023 /PRNewswire/ -- The INX Digital Company, Inc. [read post]
18 Feb 2016, 12:58 pm
The offering memorandum for the fund also limited how much the fund could hold in a single security. [read post]
16 Sep 2015, 6:00 am
Related articles Insider Trading - The Legal and IllegalIntroduction to the Federal Securities LawsRegistration and Regulation of Investment Advisers [read post]
29 Mar 2020, 4:13 pm
Fund v. [read post]
21 Jun 2022, 9:57 am
As such, it not only updates the AIFMD, but also the rules applicable to undertakings for the collective investment in transferable securities, the regulatory framework that allows for the sale of cross-Europe mutual funds. [read post]
9 Jun 2023, 12:57 pm
You May Need to Pass an Exam Under This BillWant to invest in a hot start-up company, join a market-beating private investment fund or back a potential blockbuster movie that could be your ticket to the Forbes Billionaire List? [read post]
26 Oct 2021, 9:37 am
Mutual fund switching occurs when a customer sells mutual fund shares and reinvests the proceeds in another mutual fund company, often incurring additional charges and commissions. [read post]
9 Jan 2014, 2:43 pm
The company deals in mortgage loans secured by real property. [read post]
23 Apr 2020, 12:08 pm
Tortoise Midstream Energy Fund Inc, formerly Tortoise MLP Fund, Inc. is a non-diversified, closed-end management investment company. [read post]
5 Jul 2013, 9:00 am
Your Social Security check stops when you die. [read post]
5 Jul 2013, 9:00 am
Your Social Security check stops when you die. [read post]
31 May 2013, 3:19 pm
The SEC will consider money market fund reform again. [read post]
19 May 2017, 8:48 am
Weiss also is prohibited from associating with companies that offer investment advice or sell securities to members of the public. [read post]
3 May 2020, 12:07 pm
On April 21, 2020, the Securities and Exchange Commission (“SEC”) proposed new Rule 2a-5 under the Investment Company Act of 1940 (the “1940 Act”) to “modernize” the framework for fund valuation practices applicable to mutual funds, business development companies and other “registered investment companies” under the 1940 Act (each, a “fund”). [read post]
11 Feb 2022, 6:05 am
On February 9, the Securities and Exchange Commission (“SEC”) voted to propose rule 206(4)-9 under the Advisers Act and 38a-2 under the Investment Company Act (collectively, “Proposed Rule”). [read post]
29 Mar 2011, 5:00 am
Section 3 of the Investment Company Act What is a Security? [read post]
12 Jun 2009, 4:27 am
Paulson & Company, the hedge fund that pocketed $3 billion on bets against the U.S. housing market, says it is up buying so-called distressed debt and mortgage-backed securities. [read post]
1 Jun 2019, 10:21 am
These Notes Funds were supposed to assist Robert Morgan and his companies acquire multifamily residential properties and other real estate development projects, the SEC Complaint states, and Morgan allegedly managed the first three Notes Funds through the Fund Manager, while he operated the fourth Notes Fund through another entity, Morgan Acquisitions. [read post]
