Search for: "Security Services v. Equity Management"
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24 Sep 2010, 8:28 am
SUPPLEMENTAL EARNINGS CLAIMS 18 V. [read post]
11 Sep 2010, 9:26 pm
Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock… [read post]
11 Sep 2010, 3:22 pm
Further, institutional investment managers would have to disclose annually in mandatory reports how they voted in certain shareholder votes.The Act would prohibit any person from bringing a civil, criminal, or administrative action against an institutional investment manager, or any of its employees, officers, or directors, based solely upon the investment manager's decision to divest from, or not to invest in, securities of a company because of its… [read post]
2 Sep 2010, 5:01 pm
Yet, reasoned SIFMA, the standard of care may involve different outcomes for an inexperienced investor than for hedge fund managers trading for their own account in a product in which they are experts.As the SEC contemplates how [read post]
25 Aug 2010, 10:52 am
This Blog/Blawg, NJ Family Issues, is managed by Paul G. [read post]
18 Aug 2010, 10:27 am
This Blog/Blawg, NJ Family Issues, is managed by Paul G. [read post]
10 Aug 2010, 9:23 am
Sadofski v. [read post]
2 Aug 2010, 2:15 pm
On July 27, 2010, the Court of Appeals of Texas, Fifth District, Dallas, issued its decision in TXU Portfolio Management Company, L.P., v. [read post]
12 Jul 2010, 4:00 am
Jeff is a Managing Director at Stout Risius Ross, Inc., a financial advisory firm specializing in valuation and financial opinions, investment banking, and dispute advisory and forensic services. [read post]
7 Jul 2010, 11:07 am
In April 2008, PaulFinancial assigned to Aurora Loan Services the right to service the loan. [read post]
25 Jun 2010, 9:22 am
A House-Senate conference committee has reported out the Dodd-Frank Wall Street Reform and Consumer Protection Act providing for a sweeping overhaul of the regulation of US financial services and markets. [read post]
23 May 2010, 8:31 pm
The central part of this act eliminates the Section 203(b)(3) exemption for registration for hedge fund managers (see Section 403). [read post]
21 Apr 2010, 10:47 am
These include significant shareholders based on post-conversion beneficial ownership and management companies that provide significant management or administration services to the issuer or a subsidiary of the issuer. [read post]
19 Apr 2010, 6:31 am
In Aaron v. [read post]
14 Apr 2010, 8:00 am
(§4.1(v)). [read post]
30 Mar 2010, 10:06 am
If it does not, equity will set it aside. [read post]
23 Mar 2010, 1:25 am
Greenthal Management Corp. [read post]
22 Mar 2010, 4:28 am
Money Management International, Inc (Seattle Trademark Lawyer) TTAB says PAPERCLIP CLUB for office supply services not confusingly similar to PAPERCLIP for office furniture: In re The Paperclip Club, LLC (not precedential) ( [read post]
24 Feb 2010, 1:18 am
So, during oral arguments at the Supreme Court on Monday in Astrue v. [read post]
1 Feb 2010, 6:36 am
Streamlining Management and Internal Processes Mr. [read post]
