Search for: "U.S. Commodity Futures Trading Commission" Results 461 - 480 of 1,234
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9 Dec 2022, 1:08 pm by jeffreynewmanadmin
Jordan did this while trading gold and silver futures contracts on the Commodity Exchange (COMEX), which is a commodities exchange operated by the CME Group. [read post]
27 May 2015, 5:36 am by John Jascob
Regarding position limits, Massad observed that commodity futures markets have had federal limits for nine agricultural commodities for decades, and exchange-imposed limits in other commodities. [read post]
1 Oct 2020, 5:39 am
Posted by Bob Litterman, Commodity Futures Trading Commission, on Thursday, October 1, 2020 Editor's Note: Bob Litterman is Chairman of the Climate-Related Market Risk Subcommittee of the Commodity Futures Trading Commission (CFTC). [read post]
4 Mar 2021, 6:00 am by Geoff Schweller
According to a leading whistleblower attorney, the Commodity Futures Trading Commission (CFTC) Whistleblower Program is in crisis and Congress must immediately act to save the program. [read post]
27 May 2022, 7:37 am by jeffreynewmanadmin
The department has agreed to credit up to one-half of the criminal fine and forfeiture against penalties Glencore Ltd. pays to the Commodity Futures Trading Commission (CFTC) in a related, parallel civil proceeding. [read post]
2 Jan 2014, 4:28 pm
Barbour, “Trade Law: An Introduction to Selected International Agreements and U.S. [read post]
3 Dec 2012, 9:30 pm by Aimee Martin
 Other improper options trades include betting on future changes in the U.S. unemployment rate, currency exchange rates, and U.S. [read post]
2 Jan 2024, 11:26 am by The White Law Group
  Working under the supervision of the Securities Exchange Commission, FINRA: Writes and enforces rules governing the ethical activities of all registered broker-dealer firms and registered brokers in the U.S. [read post]
22 Oct 2021, 11:12 am by luiza
On October 21, the Commodity Futures Trading Commission (CFTC) announced that it paid nearly $200 million to a whistleblower, a colossal award that is certainly the largest the CFTC has ever made, but also the largest award made under any federal whistleblower-reward program to a single whistleblower, including the False Claims Act. [read post]
Commodity Futures Trading Commission (the “CFTC”), in consultation with the heads of the Securities and Exchange Commission and other relevant federal agencies, to prepare a report recommending, among other things, legislative changes needed to improve the ability of the CFTC and other relevant federal agencies to carry out monitoring and enforcement activities, prevent price manipulations of virtual currencies and protect virtual currency… [read post]
12 Mar 2015, 8:40 am by Robert B. Moyle
United States Commodity Futures Trading Commission remanding eight swaps-related rulemakings to the CFTC to address what the court held to be inadequacies in the CFTC’s explanation of its consideration of costs and benefits in those rulemakings, in particular in connection with cross-border activities. [read post]
11 May 2022, 9:01 pm by Gary Gensler
When I first appeared before this group, as Chair of the Commodity Futures Trading Commission (CFTC), Washington was still developing the regulatory response to the 2008 financial crisis. [read post]
27 Jul 2018, 8:59 am by Scott H. Kimpel
In a lengthy order issued on July 26, 2018, by a 3-1 vote the U.S. [read post]
7 Feb 2011, 5:56 pm by Hedge Fund Lawyer
Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5430 Facsimile: (202) 418-5536 February 2, 2011 To: All Commodity Pool Operators Attention: Chief Financial Officer Subject: Annual Reporting for Commodity Pools The Division of Clearing and Intermediary Oversight (“DCIO” or “Division”) of the Commodity Futures Trading… [read post]
14 Jun 2015, 2:00 pm by Peter Margulies
Cases like Commodity Futures Trading Commission v. [read post]
21 Dec 2007, 2:21 pm
Senate reauthorized the Commodity Exchange Act (CEA) in a farm bill, strengthening the Commodity Futures Trading Commission's (CFTC) authority over energy (and other commodity) trading platforms such as the Intercontinental Exchange (ICE) that are currently "exempt commercial markets. [read post]