Search for: "Walling v. Frank"
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25 Jun 2012, 8:29 am
Over 250 concerned professionals signed up to a letter which has been sent to the relevant judiciary including Sir Nicholas Wall, Ryder J, and Senior DJ at the Registry, Philip Waller (I suspect it is not the judges but managers and accountants that need persuading that this is an ill advised plan). [read post]
25 Jun 2012, 7:39 am
On Friday, the Arkansas Supreme Court ruled in Hobbs v. [read post]
15 Jun 2012, 11:30 am
., U.S. v. [read post]
4 Jun 2012, 7:00 am
Rev. 1281 (1976). 12. 1580 Frank I. [read post]
30 May 2012, 11:00 am
In Sullivan v. [read post]
23 May 2012, 3:07 pm
Frank L. [read post]
22 May 2012, 6:26 pm
He claims that the SEC “effectively nullified” the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act’s whistleblower provisions with their handling of the Synergy case. [read post]
19 May 2012, 10:53 am
As the federal Second Circuit explained in Joy v. [read post]
13 May 2012, 2:02 pm
She considers such cases as Hatton v United Kingdom, Lopez Ostra v. [read post]
12 May 2012, 5:12 am
Circuit in Business Roundtable v. [read post]
10 May 2012, 2:39 pm
Per the Dodd Frank Wall Street Reform and Consumer Protection Act, private equity fund advisors must now register with the SEC. [read post]
9 May 2012, 7:00 am
In response to Morrison, Congress added Section 929P(b) to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”), which restored the conduct and effects tests for civil and criminal actions brought by the SEC and the Department of Justice (“DOJ”), respectively. [read post]
27 Apr 2012, 5:28 am
In Teamsters Local 237 v. [read post]
25 Apr 2012, 8:29 am
The takeaway: The Supreme Court’s holding in AT&T Mobility v. [read post]
20 Apr 2012, 10:23 pm
These entities were created under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
20 Apr 2012, 9:28 pm
Network CEO Luis Ramos told BNA that these high reporting numbers may be a result of overhauled processes that the organizations implemented in the wake of the establishment of the whistleblower bounty program, which was mandated by the the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act mandated. [read post]
20 Apr 2012, 6:58 pm
The case is Moskal v. [read post]
19 Apr 2012, 5:00 am
SEC v. [read post]
8 Apr 2012, 10:00 pm
Regulations: The CFTC published a final rule: Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants, on April 3, completing a number of proposed rules implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
5 Apr 2012, 12:34 pm
However, if the Financial Accounting Standards Board (FASB) adopts new accounting standards while a company is an emerging growth company, the company must comply with either all or none of the new standards while it remains an emerging growth company.The Jumpstart Our Business Startups Act exempts emerging growth companies from two new corporate governance requirements that were established by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
