Search for: "William R. Banks"
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7 Oct 2016, 6:01 am
Schwarcz, Duke University School of Law, on Tuesday, October 4, 2016 Tags: Banks, Capital markets, Credit risk, Credit supply, Debt securities, Financial crisis, Financial regulation, Housing market, Liquidity, Mortgage lending, Subprime securities, Systemic risk The Investors’ Exchange Posted by Kevin J. [read post]
30 Sep 2016, 1:19 pm
Lipson succeeds William P. [read post]
22 Sep 2016, 1:33 pm
Boehner (R) circulated a memorandum to the House GOP caucus. [read post]
5 Sep 2016, 4:28 am
IN THE MATTER OF THE ESTATE OF KENNETH E. [read post]
2 Sep 2016, 6:06 am
Rodel and Benjamin R. [read post]
14 Aug 2016, 9:01 pm
Attorneys General (including John Ashcroft, Ramsey Clark, Ed Meese, Michael Mukasey), former FBI Directors Louis Freeh and William Sessions, others such as former U.S. [read post]
22 Jul 2016, 6:10 am
Gregory, Sidley Austin LLP, on Tuesday, July 19, 2016 Tags: Board independence, Boards of Directors, Environmental disclosure, Equity-based compensation, ESG, Executive Compensation, No-action letters, Political spending, Proxy access, Proxy season, Say on pay, Shareholder elections,Shareholder proposals, Shareholder voting, Sustainability The Management of Political Risk Posted by Campbell R. [read post]
14 Jul 2016, 7:16 am
As a broker-dealer, LPL is subject to regulation by the Nebraska Department of Banking and Finance (department). [read post]
29 Jun 2016, 2:31 pm
Samuel R. [read post]
27 Jun 2016, 6:53 am
Rule 15c3-3(e) requires a broker-dealer to maintain a reserve of funds or qualified securities in an account at a bank that is at least equal in value to the net cash owed to customers. [read post]
Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
Merrill Lynch and Bank of America also agreed to provide employees, on an annual basis, with a summary of their rights and protections under the SEC’s Whistleblower Program.The SEC separately announced a litigated administrative proceeding against William Tirrell, who served as Merrill Lynch’s Head of Regulatory Reporting when the firm was misusing customer cash in violation of the Customer Protection Rule. [read post]
19 Jun 2016, 4:05 pm
The Hunton & Williams blog discusses this here. [read post]
19 Jun 2016, 2:02 pm
Wells Fargo Bank, No. 1:13-cv-06574-PKC, slip op. at 2 (S.D.N.Y. [read post]
9 Jun 2016, 12:08 pm
“I’d say the cost is greater than the benefit for your average driver,” said Boston University business school lecturer Mark Williams. [read post]
6 Jun 2016, 5:40 am
Bank of America, ARB No. 13-099, ALJ No. 1997-OFC-16 (ARB Apr. 21, 2016) Final Decision and Order PDF Administrator, Wage and Hour Div., USDOL v. [read post]
3 Jun 2016, 6:00 am
William D. [read post]
1 Jun 2016, 9:15 am
Logue, William M. [read post]
26 May 2016, 12:05 am
Iceland, in case you didn’t know, were the first to jail their bankers when the recession hit and refused to bail out the banks. [read post]
19 May 2016, 9:17 am
This was in significant part due to the efforts of the late William F. [read post]
3 May 2016, 12:15 pm
Reportedly, Prince had a relationship with the bank for many years, so it makes sense that the bank’s trust entity would be in the best position to take control of the estate as the probate court process begins. [read post]
