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28 Sep 2017, 7:17 am
By Brad Rosen, J.D.CFTC Enforcement Director James McDonald reiterated and clarified the benefits that can accrue to commission registrants who elect to self-report violations and offer substantial cooperation in connection with regulatory investigations in an address he made before NYU’s Institute for Corporate Governance and Finance.In his remarks, McDonald noted, "we at the CFTC are committed to working together with the companies and individuals we regulate to identify and… [read post]
8 Apr 2015, 7:04 am
You may have seen a wonderfully detailed piece of reporting on the program published yesterday by Brad Heath of USA Today. [read post]
6 Jun 2018, 7:55 am
By Brad Rosen, J.D.The first open meeting of the CFTC under the chairmanship of J. [read post]
26 Oct 2017, 5:00 am
By Brad Rosen, J.D.In his address before the 33rd FIA Futures & Options Expo held in Chicago, Illinois, CFTC Chief Innovation Officer, Daniel Gorfine, provided updates for LabCFTC initiative launched earlier in the year, surveyed the fintech landscape including significant areas of innovation, and identified related opportunities and challenges, as well as the evolving role of the CFTC. [read post]
3 Nov 2021, 9:30 pm
Ross is Associate Professor of History at the University of Maryland and the author of Justice of Shattered Dreams: Samuel Freeman Miller and the Supreme Court during the Civil War Era and The Great New Orleans Kidnapping Case: Race, Law, and Justice in the Reconstruction Era.Two new scholars, Brad Snyder and Helen J. [read post]
27 Jun 2023, 6:29 am
By Brad Rosen, J.D.Senator Mike Lee (R-UT), and ten Senate Republican colleagues, issued a letter to Federal Energy Regulatory Commission Chairman Willie Phillips and his fellow commissioners urging FERC to investigate the actions of BlackRock, the world's largest asset manager, regarding prior commitments regarding its ownership structure. [read post]
29 Apr 2019, 10:28 am
By Brad Rosen, J.D. [read post]
2 Aug 2024, 5:28 am
This is a review of the book, Intangible Intangibles: Patent Law’s Engagement with Dematerialised Subject Matter, by Professor Brad Sherman (University of Queensland). [read post]
9 Aug 2023, 12:42 pm
Rick Scott removed her from handling capital cases, which were reassigned to Ocala based State Attorney Brad King. [read post]
23 Jan 2018, 4:50 am
By Brad Rosen, J.D.In remarks before an elite group of derivatives and futures lawyers in Naples, Florida, CFTC Chairman J. [read post]
15 Aug 2019, 8:27 am
By Brad Rosen, J.D. [read post]
5 Mar 2019, 5:57 am
By Brad Rosen, J.D.Precious metals dealer Southern Trust Metals, Loreley Overseas Corporation, an overseas affiliate, and its principal Robert Escobio, in a petition for writ of certiorari, are asking the United States Supreme Court to overturn an Eleventh Circuit ruling that adopted the CFTC’s position with regard to its fraud determination and sanctions. [read post]
3 Sep 2019, 7:36 am
By Brad Rosen, J.D.Better Markets, a non-profit organization that promotes the public interest in the financial markets, has issued a fact sheet on the new Volcker Rule in an effort to correct what is seen as misimpressions and misstatements that the new rule has changed little if anything. [read post]
3 Dec 2015, 7:45 am
These last two problems echo the real-life findings of Harvard professor LaTanya Sweeney, who discovered that Google served ads related to arrest records in response to searches for Black-identified names, like Travon — but not for white-identified names, like Brad. [read post]
7 Apr 2017, 4:27 am
Why did Cracker Barrel fire Brad’s wife? [read post]
1 Aug 2024, 8:36 am
Intellectual Property and the Design of NatureEdited by Jose Bellido and Brad Sherman, this book, with its beautiful imagery, explores the role of nature in the intellectual property ecosystem through a series of 13 insightful contributions. [read post]
17 Jun 2014, 8:32 am
FINRA executive, Brad Bennett, said, "Customers must understand when they are entering a contract to buy shares in an IPO. [read post]
16 Jul 2018, 9:25 am
By Brad Rosen, J.D. [read post]
20 May 2019, 5:00 am
By Brad Rosen, J.D. [read post]
15 Jun 2017, 7:34 am
By Brad Rosen, J.D.An all-star panel of regulatory professionals convened in downtown Chicago to consider the burgeoning field of regulation and technology at a meeting of the FIA Market Technology Division. [read post]
