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30 Jun 2016, 1:53 pm by Malecki Law Team
Investment Services, LLC from an office in Penang, Malaysia, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
30 Jun 2016, 6:01 am by Kit Case
Better Not Be Sick. appeared first on Washington Workers' Advisor. [read post]
27 Jun 2016, 7:00 am by Steve Parker
  Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
24 Jun 2016, 9:48 am by Angelo A. Paparelli
Citizenship and Immigration Services (USCIS) — offer defrauded investors no relief or even the possibility that discretion might be favorably exercised. [read post]
24 Jun 2016, 9:42 am by Stewart Baker
For listeners who made it through all of that, Jason explained how the New York State Department of Financial Services issued its second BitLicense, this time to Ripple (the global settlement network, not the fortified wine), and at this pace, would get to double digits in terms of BitLicenses issued by 2022. [read post]
24 Jun 2016, 2:58 am by Dan Filler
• Assists students seeking university services, including financial aid and other matters. [read post]
23 Jun 2016, 10:21 am by Cynthia Marcotte Stamer
A $180,000 wrongful termination settlement that Foothill Packing, Inc. just paid to settle Department of Labor charges illustrates the potential Catch-22 tightrope that employers must walk when choosing between citizens and resident aliens with visas for hiring and firing decisions. [read post]
23 Jun 2016, 10:12 am by Wade Law Offices
Consequently, financial and legal advisors frequently don’t speak to clients about the perils associated with leaving contaminated property to their beneficiaries. [read post]
21 Jun 2016, 5:43 pm by Kyle Krull
Friends, family and other professional advisors are trustworthy sources. [read post]
19 Jun 2016, 2:34 pm by Giles Peaker
Citizens Advice Southwark Senior Council Homeowners Advisor NJC Scale SO2 spinal point range 32 to 34 £31,223 (actual starting salary) to £32,857 per annum – plus 5% pension supplement Full-time – 35 hours per week Permanent Post funded by Southwark Council The purpose of the role is to lead on providing a high quality advice and casework service for Southwark Council Leaseholders and to assist in maintaining the profile of the service through… [read post]
17 Jun 2016, 3:39 am by Broc Romanek
As noted in this press release, the proposal would: – Provide one standard requiring registrants to disclose mining operations that are material to the company’s business or financial condition – Require a registrant to disclose mineral resources and material exploration results in addition to its mineral reserves – Permit disclosure of mineral reserves to be based on a preliminary feasibility study or a final feasibility study – Provide updated definitions of… [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
  Galen Marsh. 30-year old Galen Marsh joined Morgan Stanley in 2008 as a sales assistant, later becoming a customer service associate and then in 2014 a financial advisor. [read post]
14 Jun 2016, 7:56 pm by Kelly Phillips Erb
I wasn’t getting what I needed from a bookkeeper or from a tax advisor. [read post]
13 Jun 2016, 6:41 am by Adam Weinstein
  From January 2010 until August 2011, Foote was registered with Sterne Agee Financial Services, Inc. [read post]
12 Jun 2016, 7:15 pm by Sabrina I. Pacifici
While financial advisors often provide valuable services, it can be difficult for individual investors to evaluate the advice they receive and to identify when it has been influenced by a conflict of interest. [read post]
10 Jun 2016, 3:13 am by Broc Romanek
See this report about the revolving door between the staff of the House Financial Services committee and the financial industry… – Broc Romanek [read post]