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7 Jul 2014, 2:51 pm
Rule 1.15(b) and (c) because she did not keep trust property separate from her own and used client funds for personal expenses. [read post]
7 Mar 2007, 2:02 pm
This trust can be set up to provide benefits, including vacation benefits, for its members, the company employees. [read post]
7 Sep 2011, 2:43 pm
In re C. [read post]
23 Aug 2011, 5:00 am
E-2010-057, some investment advisers have paid expert networks and consultants to access confidential information about publicly traded companies. [read post]
27 Nov 2006, 7:09 am
Another problem that becomes more clear here is the 180 day tolling of the statute of limitations under subsection (b) of Section 87, discussed in my previous blog post. [read post]
25 Aug 2011, 12:06 pm
On appeal, the state supreme court remanded the case to Judge Borello, requiring that he analyze the action under criteria (c) and (d) above. [read post]
18 Nov 2011, 2:00 am
The board should ensure that only contributions consistent with and aligned to the interests of the company and its shareowners are approved. c. [read post]
6 Mar 2007, 6:52 am
To determine if substantial: a) Parties expectations in contract b) Centrality of affected part to whole contract. c) Economic consequences to the party harmed d) Extent the subject matter of contract is already subject to regulation. 2. [read post]
14 Jan 2010, 11:15 am
Among the steps employers can take are (a) confirming that job descriptions truly describe exempt executive, administrative, professional, computer professional or outside sales positions; (b) confirm that employees are actually doing what their job descriptions say they are supposed to do; and (c) ensure that exempt employees are being paid at least the minimum qualifying salary. [read post]
12 Jun 2018, 7:27 am
C. [read post]
24 Aug 2011, 2:14 pm
The company received five years probation from the U.S. [read post]
3 Mar 2012, 8:00 am
NTIA also seeks comments on other potential topics, including: (a) other issues associated with mobile apps in general; (b) mobile apps that provide location-based services; (c) cloud computing services; (d) accountability mechanisms; (e) online services directed towards teenagers and/or children; (f) trusted identity systems; and (g) the use of multiple technologies to collect personal data. [read post]
31 May 2020, 8:32 am
Accuform was later acquired by Justrite Manufacturing Company, LLC (“Justrite”). [read post]
27 Feb 2012, 4:38 pm
' ""The judge also certified common issues raised by Thomson’s defences: 'Does Thomson have a public policy defence to copyright infringement or to the violation of moral rights based on (a) fair dealing, (b) the open court principle, (c) freedom of expression, (d) the necessity of using the idea of the court document as it is expressed, or (e) a business or professional custom or public policy reason that would justify reproducing, publishing,… [read post]
20 Jan 2021, 6:02 am
The SEC was faced with the daunting task of crafting a rule that (a) meets the detailed directive in the underlying statute, (b) complies with the Congressional Review Act prohibition on reissuing the 2016 rule in substantially the same form and (c) addresses the issues that had caused the court to vacate the 2012 rule. [read post]
1 Sep 2010, 10:15 am
In the agreement resolving the FTC’s complaint, Reverb agreed, among other things, (a) not to permit its employees to endorse any product without conspicuously disclosing the employee’s connection to Reverb and/or the manufacturer or advertiser of the product; (b) to take reasonable steps to remove the endorsements that were posted without full disclosure; (c) to maintain for five years all documents related to the company’s compliance with the agreement;… [read post]
21 Mar 2011, 2:14 pm
The company received five years probation from the U.S. [read post]
18 Nov 2011, 2:17 pm
According to the SEC’s order, MSIM willfully violated Section 15(c) and 34(b) of the Investment Company Act and Section 206(2) and (4) of the Investment Advisers Act of 1940, and Rule 206(4)-7 thereunder. [read post]
24 Feb 2010, 2:16 pm
The agency posted samples of the letters (Letter A, Letter B, and Letter C), which advise recipients, “It is your responsibility to protect such information from unauthorized access, including taking steps to control the use of P2P software on your own networks and those of your service providers. [read post]
28 Jul 2011, 8:13 pm
b) There shall be no separate provision for non-compete fees and all shareholders shall be given exit at the same price. [read post]
