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2 Feb 2011, 5:59 pm by Frank Pasquale
I think that, as the scope of state subsidies to business (both explicit and implicit) becomes clearer, that agenda needs to move beyond information industries themselves to the finance firms and traders who call the shots in the global economy. [read post]
2 Feb 2011, 5:00 am by Doug Cornelius
Signal 2: Other Traders Aren’t Acting Ethically. [read post]
31 Jan 2011, 7:36 pm by Kevin Funnell
Just recently, a disgruntled trader whose registration was revoked put out a $100,000 bounty on the lives of the heads of the SEC and CFTC. [read post]
31 Jan 2011, 12:08 pm
 It is an expense and it is an inconvenience, but it this this that underpins the credibility of a trader's goods and services and protects consumers too. [read post]
29 Jan 2011, 2:17 pm by Steve Bainbridge
The compensation of non-executives – from traders at a Bear Stearns trading desk to mortgage brokers earning six figure incomes at Countrywide – may explain more of the perverse risk-taking in the crisis than the pay of ceos at those firms. [read post]
28 Jan 2011, 6:46 am by Securites Lawprof
The SEC today announced insider trading charges against Michael Cardillo, a former trader at the hedge fund investment adviser Galleon Management, LP, for trading ahead of September 2007 announced acquisition of 3Com Corp., and November 2007 announced acquisition of Axcan... [read post]
26 Jan 2011, 7:47 am by Keith Griffin
Merrill’s proprietary traders had improper access to information about the firm’s customer orders, and misused it to place trades on the firm’s behalf. [read post]
26 Jan 2011, 5:39 am by Rob Robinson
Better Have a Good Reason - http://bit.ly/fhc77d (Paul Asfendis) Wall Street Traders Trust Computers, Why Don’t Lawyers? [read post]
26 Jan 2011, 12:54 am by Kevin LaCroix
In recent days, I have published a series of posts with analysis of and commentary on recent trends in securities class action litigation. [read post]
25 Jan 2011, 6:39 pm
For starters, anti-traders' responses couldn't be mailed-in anymore; and they'd actually have to come after the President's remarks, not before them. [read post]
25 Jan 2011, 9:46 am by By BEN PROTESS
Regulators say Merrill Lynch proprietary traders received tips from colleagues about confidential customer trade orders and then placed trades on Merrill's behalf. [read post]
25 Jan 2011, 7:21 am by James Hamilton
There are also requirements for traders to verify and flag whether or not the transactions in question are short selling and request the exchanges to make daily announcements on their aggregate price of short selling regarding all securities and aggregate price of short selling by sector. [read post]
24 Jan 2011, 2:02 pm by James Hamilton
Potential problems with automatic conversion are that the triggering conditions are lagging, or otherwise somewhat arbitrary, indicators of the need for more equity, or else that they are subject to manipulation by speculative market traders. [read post]
24 Jan 2011, 11:59 am
Speaking of that article, I'm once again struck by the error of Fletcher's primary assumption: that for some reason it is free traders who must prove the economic soundness of voluntary, mutually beneficial exchange between individuals in different countries. [read post]
24 Jan 2011, 9:00 am
The bottom line is that, on the assumption that actions of this  nature are not anticompetitive, disclaimers and clear flagging of the fact that an alcohol-based drink like VODKAT is not actually vodka should be utilised if a trader wants to avoid the risk of extended passing-off litigation from a user of the "cachet" term. [read post]
23 Jan 2011, 5:24 pm by Andrew J. Batog
There has been uninterrupted progress in the expansion of hostes humani generis to include the pirate, the slave trader, the torturer, the war criminal and the genocidaire, well within the classical framework envisioned by the early commentators and borne out by generations of international jurisprudence. [read post]
23 Jan 2011, 7:24 am
 After all, they're a brash, trash talking, media hogging perpetual underdog team that should remind traders of themselves, and well they might. [read post]
22 Jan 2011, 12:03 pm
For international traders, that meant a new food safety law. [read post]