Search for: "E* Trade Securities LLC"
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19 Oct 2009, 5:46 am
(IP Think Tank) IP Hall of Fame – your chance to nominate (IP Think Tank Blog) (Patent Baristas) (IAM) LexisNexis: semantic search patent research (Securing Innovation) Global - Patents What makes for good patent due diligence? [read post]
19 Oct 2009, 4:46 am
(IP Think Tank) IP Hall of Fame - your chance to nominate (IP Think Tank Blog) (Patent Baristas) (IAM) LexisNexis: semantic search patent research (Securing Innovation) Global - Patents What makes for good patent due diligence? [read post]
19 Oct 2009, 4:46 am
(IP Think Tank) IP Hall of Fame - your chance to nominate (IP Think Tank Blog) (Patent Baristas) (IAM) LexisNexis: semantic search patent research (Securing Innovation) Global - Patents What makes for good patent due diligence? [read post]
19 Oct 2009, 1:24 am
Former Nixon Peabody Associate Faces Criminal Charges for Alleged Insider Trading
The National Law Journal
Federal prosecutors in Washington, D.C., have accused former Nixon Peabody associate Melissa Mahler, who was hit with civil insider trading charges by the Securities and Exchange Commission last month, of making false statements to SEC investigators. [read post]
17 Oct 2009, 4:49 am
Founded in 2001 by Wayne "Rob" Hannah III, TSG Real Estate LLC of Chicago has built a reputation for itself by taking on creative business ventures. [read post]
13 Oct 2009, 2:38 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
10 Oct 2009, 2:36 pm
Tavdy illegally traded on the inside information (i) for Andover Brokerage, LLC and Assent LLC, registered broker-dealers where Tavdy was a proprietary trader, (ii) in his own personal account, (iii) in the accounts of a relative and friend, and (iv) in the accounts of Jasper Capital LLC, a day-trading firm with which Tavdy was associated. [read post]
9 Oct 2009, 3:20 pm
On September 25, 2009, the Ontario Securities Commission issued its passport decision In the Matter of National Instrument 31-103 Registration Requirements and Exemptions (NI 31-103 or the Instrument), Miller Tabak Roberts Securities, LLC (the Filer) and certain other international dealers (the Decision). [read post]
9 Oct 2009, 5:58 am
Schapiro Deputy Chief of Staff Securities and Exchange Commission Jeffrey Gordon Alfred W. [read post]
7 Oct 2009, 12:51 pm
This should help alleviate any FTC deceptive trade practices claims. [read post]
7 Oct 2009, 6:34 am
The lenders offered a credit bid of $32 million of their outstanding secured claims (leaving a significant deficiency claim) as consideration for the asset sale. [read post]
6 Oct 2009, 1:53 pm
In six separate complaints, the FTC alleged that ExpatEdge Partners LLC, Onyx Graphics, Inc., Directors Desk LLC, Collectify LLC, and Progressive Gaitways LLC deceived consumers by representing that they maintained current certifications to the Safe Harbor program when such certifications had previously lapsed. [read post]
6 Oct 2009, 5:10 am
Next Financial also was one of a number of independent broker-dealers with advisers selling private securities of an oil and gas partnership - Provident Asset Management LLC of Dallas - that the Securities and Exchange Commission (SEC) brought charges against last month for allegedly committing a $485 million Ponzi scheme. [read post]
1 Oct 2009, 5:48 pm
The inspection also found the SPCC plan had inadequate or no discussion of site security and the facility was not fully fenced and entrance gates were not locked or guarded when site was unattended. [read post]
30 Sep 2009, 7:51 am
Holzer, 35, choked back sobs as he appealed to Marrero for leniency in sentencing him for single counts of securities fraud and conspiracy to commit securities fraud. [read post]
24 Sep 2009, 12:51 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
24 Sep 2009, 5:00 am
At Meng & Alpert, LLC, our criminal defense lawyers in Maryland understand how important securing your future is if you've been accused of a crime. [read post]
23 Sep 2009, 11:10 am
Madoff Investment Securities, LLC (BMIS) had any financial interest or other improper connection with Madoff or his family that influenced their conduct. 2, The former SEC Assistant Director's "romantic relationship" with Madoff's niece did not influence the conduct of SEC examinations of Madoff or his firm. 3. [read post]
22 Sep 2009, 6:44 am
Romano; 20 yr retire plaLast Act: 09/16/09 signed chap.437438
A6732
Magee -- Extends the date for certain filing requirements for the reopening of the optional 20 year retirement plan in the city of Oneida BLURB : Oneida 20 year retirement plan Last Act: 09/16/09 signed chap.438439
A6772A
Paulin (MS) -- Broadens definition of summer day camp BLURB : Pub Heal. smr dy cmp Last Act: 09/16/09 signed chap.439440
A7122C
Spano (MS) --… [read post]
21 Sep 2009, 3:10 pm
Richmond, Virginia attorney Kevin White, who practices in the areas of corporate and LLC law, securities law, public finance, intellectual property, franchises, and Internet content licensing and protection. [read post]
