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21 Jan 2011, 3:17 pm
The compensation of non-executives – from traders at a Bear Stearns trading desk to mortgage brokers earning six figure incomes at Countrywide – may explain more of the perverse risk-taking in the crisis than the pay of ceos at those firms. [read post]
21 Jan 2011, 12:38 pm
And, in the book's saga of derivatives transactions and traders, although abundant rewards came to those who perceived the wisdom of finding a way to short subprime mortgage bonds, those on the wrong side of the transactions did not walk away poor even when their firms collapsed. [read post]
21 Jan 2011, 9:46 am
The tainted brokers received $90 million more in commission business (net of soft dollar and expense reimbursements) from the tainted traders than they would have been expected to receive based on the amount of business sent to those same brokers by non-tainted traders. [read post]
20 Jan 2011, 7:23 pm
But whether we call ourselves conservatives, libertarians or just “free-traders,” we are unable to support any expansive trade agreement that violates the U.S. [read post]
19 Jan 2011, 11:53 am
Consequently, a key challenge for the regulations will be to identify inventory levels that are appropriate to facilitate client-driven transactions but not to take prohibited proprietary risks.Regarding the hedging exception, federal regulators were advised to consider factors such as the nature of the risks being hedged; the extent to which banks measure, monitor and control risks at a portfolio level; the extent to which portfolio hedging is part of an entity‘s formal hedging strategy;… [read post]
19 Jan 2011, 11:30 am
(Delhi High Court, 10.01.2011)Key Aspects: Existence of Arbitration Agreement, Arbitrator's power to Rule on the Validity of Arbitration AgreementGirnar Traders vs State Of Maharashtra (Supreme Court of India, 11.01.2011)Key Aspect: Arbitration under the Maharashtra Regional and Town Planning Act,1966Penn Racquet Sports vs Mayor International Ltd (Delhi High Court, 14.01.2011)Key Aspects: Enforcement of Foreign Awards, Challenge of Foreign Arbitral Awards under Section 34 of the… [read post]
18 Jan 2011, 2:00 am
The BSGE objected to this and found that the Bavarian Castle Department's trade mark registration was akin to "censorship" of the Neuschwanstein souvenir trade and filed for an invalidity of this mark at the DPMA.According to the Mercur Online report, the BSGE argued that traders and souvenir manufacturers had to seek the Castle Department's approval and obtain licences for their castle merchandise. [read post]
17 Jan 2011, 6:23 pm
The exchanges pay rebates to traders who post bids and offers to buys and sell shares of a stock.[2] They also charge fees to market participants who respond to these posted bids and offers. [read post]
15 Jan 2011, 5:00 am
At oral argument in the Janus case, Justice Ruth Bader Ginsburg placed Janus Capital Management LLC (“JCM”) in the “driver’s seat” for purposes of primary liability under Section 10(b) of the Securities Exchange Act. [read post]
14 Jan 2011, 5:01 am
M & A Law Prof Blog: Trading on rumors doesn’t pay – More advice for wannabe insider traders. [read post]
14 Jan 2011, 5:00 am
The adviser allowed 12 traders to trade frequently. [read post]
13 Jan 2011, 1:59 pm
Prior to attending law school, he worked for a mutual fund trader where he learned the securities business from the ground up. [read post]
13 Jan 2011, 12:02 pm
"My traders are shrugging it off as stuff we've heard before," said Tom Di Galoma, head of interest-rate trading at Guggenheim Partners in New York. [read post]
13 Jan 2011, 8:00 am
First Derivative Traders is quite challenging and slightly surreal. [read post]
13 Jan 2011, 7:41 am
The Panera bakery restaurant tucked into the old 24 Hour Fitness building next to Trader Joe's in the Hollywood District of NE Portland announced this week that they're going to make paying for meals there optional. [read post]
13 Jan 2011, 7:25 am
The growing role of hedge funds, financial traders, and long-term passive investors in energy and other commodity markets has contributed to rising volatility in the cost of gasoline and food. [read post]
13 Jan 2011, 5:00 am
First Derivative Traders was named the lead plaintiff. [read post]
12 Jan 2011, 8:37 pm
Gil Caffray, the former chief trader at the hedge fund Tiger Management, will rejoin his old firm as chief investment officer. [read post]
12 Jan 2011, 2:23 pm
In pursuing insider-trading cases, the United States Southern District attorney’s office has recently adopted the use of court approved wiretaps to record the traders’ conversations. [read post]
12 Jan 2011, 1:19 pm
As the Court notes, “[u]nlike securities fraud, insider trading does not necessarily involve deception, and it is easy to imagine an insider trader who receives a tip and is unaware that his conduct was illegal and therefore wrongful. [read post]
