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9 Feb 2018, 4:46 am
” The information in the DFS report must include the following: An analysis of online lenders presently operating in New York, including “the common means and methods of their operations, and business,” lending practices of the online lending industry, including disclosure practices, interest rates and costs charged, the primary differences between online lending products and services and those offered by traditional lending institutions, the risks… [read post]
19 Aug 2021, 3:00 am
Here’s an excerpt: The Commission is not foreclosing the possibility that issuers’ interests could be adequately considered in a reimbursement rate-setting process that the Exchange does not lead; however, in the Notice and in its response to the Order Instituting Proceedings, the Exchange did not provide sufficient information in the record on this point. [read post]
18 Mar 2011, 8:17 am
For more information, including registration information, click here. [read post]
21 Feb 2011, 1:38 pm
Scafidi is the force behind Fordham’s Fashion Law Institute, where she created the first U.S. course in fashion law. [read post]
15 Aug 2022, 11:13 am
Despite the relatively high gap, the European Institute for Gender Equality ranked Finland 4th in overall gender equality in Europe for 2021. [read post]
7 Mar 2009, 8:21 am
Those companies were twice as likely to need to subsequently obtain subsidies and bailouts at the public trough. *** Another important consequence of the bailout is that Treasury’s access as a regulator to inside information about banks makes it the ultimate inside trader of stocks in financial institutions. [read post]
29 Feb 2008, 3:01 pm
While this is a step in the right direction, it prompts the industry to ask what was the origin of this new data, how is it stored, who has access to it, and how can it be corrected. [read post]
6 Aug 2010, 3:54 pm
The bill would give the FDA additional recall power and other investigative and enforcement options in the following ways: grant the FDA the authority to assess civil penalties for violations of the food Drug and Cosmetic Act and to subpoena documents and witnesses, facilitate the exchange of information between the FDA and other regulatory agencies, and protect the industry whistleblowers that wish to bring information to the FDA. [read post]
5 Mar 2012, 12:23 pm
FOR FURTHER INFORMATION CONTACT: For information regarding this Notice, please contact James Kadtke or Halyna Paikoush at the National Nanotechnology Coordination Office by telephone (703-292-8626) or email (RSL12@nnco.nano.gov). [read post]
24 Jun 2014, 2:42 pm
For more information, please contact Ted Westervelt [thwe@loc.gov<mailto:thwe@loc.gov>]. [read post]
8 Jun 2012, 1:31 pm
Access complete details and registration information for the HOW Coalition (click here). [read post]
31 May 2018, 4:00 am
As a FINRA registered broker-dealer, Invesco Distributors Inc. is expected to comply with required industry practices, statutes, rules, and regulations. [read post]
2 Feb 2020, 7:19 am
No surprise, I guess, given how the era of IP-on-everything has turbo-charged the fraud industry…” [read post]
21 Jul 2008, 3:05 pm
The NYSE Euronext's regulatory arm and the Financial Industry Regulatory Authority are also working together to find out about the compliance polices of certain large securities firms related to rumors and false information. [read post]
15 Oct 2008, 5:57 pm
In this light, the American Conference Institute's 6th National Conference on Pharma/Biotech IP Due Diligence will be held at the Marriott East Side, New York, NY, on Wednesday, January 28, 2009 to Thursday, January 29, 2009. [read post]
12 Aug 2010, 11:53 am
Related Links: Alcala Law Firm - Elder Financial Abuse Information SEC - Investor Information for Seniors NASAA - Senior Investor Resource Center [read post]
13 May 2024, 3:52 pm
” Among the presidential commands, the Secretary of Labor was ordered to “publish a request for information (RFI) to solicit public input, including from industry and worker-advocate communities, identifying AI and other STEM-related occupations, as well as additional occupations across the economy, for which there is an insufficient number of ready, willing, able, and qualified United States workers. [read post]
11 Aug 2019, 6:08 am
As described on the Commission’s website, “The laws and rules that govern the securities industry in the United States derive from a simple and straightforward concept: all investors, whether large institutions or private individuals, should have access to certain basic facts about an investment prior to buying it, and so long as they hold it. [read post]
18 Oct 2017, 8:09 am
His career spans over 19 years in the technology and telecommunications industries. [read post]
11 Jul 2012, 11:04 am
Mike Chaney, chairman of NAIC’s Property and Casualty Committee, said the hearing will give regulators a chance to hear from consumers, the industry and financial institutions about the use of forced placed coverage. [read post]
