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10 Apr 2012, 10:47 am
" But the big one, to me, is the bit about exempting firms from real independent tests of internal controls for five years. [read post]
14 Feb 2007, 2:15 am
Houston companies tend to staff heavily locally; this is one reason the city was able to replace New York and other high-cost locales as the nation's unchallenged energy capital. [read post]
28 Jun 2011, 3:55 pm
Thousands of protesters have gathered outside parliament in the capital where public transport has ground to a halt. [read post]
19 May 2010, 12:04 pm
The amendment lifts bad actor provisions into the private placement arena by directing the SEC, within one year of enactment, to adopt rules disqualifying any securities offerings under Rule 506 of Regulation D by a person convicted of any felony or misdemeanor in connection with the purchase or sale of any security or involving the making of any false filing with the SEC or subject to a final order of a State securities commission, or state or federal banking authority barring the… [read post]
8 Apr 2010, 9:54 am
The municipal securities market has grown into a large and complex market providing capital for governmental projects and operations and funding a variety of other public purposes, including transportation and environmental infrastructure.At the same time, the municipal securities market has evolved from a market in which investors were primarily commercial banks and insurers into a market with one of the highest levels of participation by individual investors, either… [read post]
20 Apr 2007, 8:11 am
Antitrust queen Ilene Knable Gotts, one of the two lateral partners mentioned above, is a diva with a capital "D. [read post]
6 Apr 2012, 8:57 am
According to the SEC, Yang was employed as a research analyst with investment advisor Baron Capital Management in New York until he was fired on March 30. [read post]
4 Apr 2016, 8:22 pm
If you’re wondering whether you can claim wardrobe expenses or whether to deduct a capital loss, this is one series you won’t want to miss. [read post]
10 Jun 2016, 3:13 am
Back then, that was handled out of one of the normal Operations groups – now that is done under Amy Starr’s “Office of Capital Market Trends. [read post]
3 Jul 2012, 12:10 pm
Capital One will allow $2,500-$5,000. [read post]
15 Mar 2012, 9:02 am
The move offers the firm an opportunity to raise capital without turning to banks or other lenders, and to pare back some payroll costs. [read post]
20 Oct 2008, 9:34 pm
How similar is Cox's recommendation that we establish a "financially stable clearance and settlement organization" to the self-regulation approach that he recently admitted failed with respect to maintaining adequate capital reserves at investment banks? [read post]
31 Jan 2007, 7:31 am
There have been other high profile capital cases without the same result. [read post]
18 Apr 2019, 8:40 am
This work has resulted in a financial system with individual institutions that are demonstrably more safe and more sound than before, and a much more resilient banking system overall. [read post]
2 Mar 2009, 4:42 pm
One solution is to offer local financing for their start-ups. [read post]
15 Aug 2012, 10:38 am
With the Olympics in the graffiti art capital, I expected to see several appearances by Banksy. [read post]
18 Apr 2013, 10:42 am
One of the basic problems is that for purposes of business efficiency, we would like to reduce the barriers to business formation, capital mobility, etc., across borders. [read post]
15 Jun 2019, 8:54 am
Tags: banks, United Kingdom, WO writings [read post]
12 Oct 2020, 8:06 am
The employer must have a UK bank account and a UK PAYE scheme registered on or before 23 September 2020 to make a claim. [read post]
21 May 2010, 9:28 am
They should create a database that capitalizes on those while making it more intuitive and simpler to search and organize results. [read post]
