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18 Mar 2024, 7:11 am
In a statement, CFTC Whistleblower Office Director Brian Young said, “The whistleblower first reported internally, fulfilling job duties and putting the entity on notice of its wrongdoing. [read post]
18 Mar 2024, 6:32 am
Posted by Paul Washington, The Conference Board and Broadridge, on Monday, March 18, 2024 Editor's Note: Paul Washington is Executive Director of the ESG Center at the Conference Board and Chair of the Independent Steering Committee of Broadridge. [read post]
18 Mar 2024, 6:32 am
Posted by Paul Washington, The Conference Board and Broadridge, on Monday, March 18, 2024 Editor's Note: Paul Washington is Executive Director of the ESG Center at the Conference Board and Chair of the Independent Steering Committee of Broadridge. [read post]
18 Mar 2024, 6:30 am
Moelis & Company, the Delaware Court of Chancery recently held that a “new wave” stockholder agreement between Moelis & Company (the “Company”) and its founder, CEO, and board chairman, Ken Moelis was invalid under Section 141(a) of the Delaware General Corporation Law (the “DGCL”) because it contained “pre-approval rights” over a number of corporate actions, required the board to recommend individuals designated by Moelis for a majority of… [read post]
18 Mar 2024, 6:30 am
Moelis & Company, the Delaware Court of Chancery recently held that a “new wave” stockholder agreement between Moelis & Company (the “Company”) and its founder, CEO, and board chairman, Ken Moelis was invalid under Section 141(a) of the Delaware General Corporation Law (the “DGCL”) because it contained “pre-approval rights” over a number of corporate actions, required the board to recommend individuals designated by Moelis for a majority of… [read post]
18 Mar 2024, 6:30 am
In last week’s letter to DSA, Division of Marketing Practices Associate Director Lois Greisman restated a position expressed during the Neora trial and at recent industry events that the “primary source” test for differentiating a legitimate business from an illegal pyramid scheme does not exist, and that industry has misinterpreted the 2004 Staff Advisory Opinion. [read post]
18 Mar 2024, 6:30 am
For the Balkinization symposium on Richard L. [read post]
18 Mar 2024, 6:00 am
Intelligence Community Legal Reference Book (Lexis+ / Lexis) Prepared by the Office of the Director of National Intelligence, Office of General Counsel in Winter 2020 to reflect legal developments since the 2016 edition and comments received from the Intelligence Community. [read post]
18 Mar 2024, 6:00 am
Márcia Balisciano, Director of Corporate Responsibility at RELX Group, as part of the “World We Want” podcast series featured on the RELX Group SDG Resource Centre. [read post]
18 Mar 2024, 5:51 am
However, the exclusion from independent knowledge does not apply when the employee waits at least 120 days after reporting it to his or her supervisor, or the audit committee, chief legal officer, or chief compliance officer.In granting the award, the CFTC noted that the whistleblower’s information by itself was responsible for the agency’s enforcement staff opening an investigation and taking action against the company.The CFTC’s director of enforcement said that the… [read post]
18 Mar 2024, 5:15 am
Vibert Jack is the litigation director of the BC Civil Liberties Association, which successfully intervened in the case. [read post]
18 Mar 2024, 4:00 am
FBI Director James Comey received similar gentle treatment after removing FBI material and arranging for information to be leaked to the media. [read post]
18 Mar 2024, 2:10 am
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18 Mar 2024, 12:15 am
Finally, she argues that increasing competition from Nevada and Texas could put pressure on Delaware to relax its own corporate law and that Nevada's protection of directors and officers could lessen the significance and importance of Delaware's judiciary. [read post]
17 Mar 2024, 9:05 pm
Additionally, we find that the results are stronger within the subset of trades by directors and officers, implying that this group of well-informed insiders recognizes the potential for CEO inside debt compensation to enhance shareholder value. [read post]
17 Mar 2024, 9:01 pm
Should a family-owned private bank give up control to non-shareholder independent directors? [read post]
17 Mar 2024, 5:36 pm
Key Delaware decisions on advancement under DGCL Section 145 for directors and officers were highlighted in a just-published book chapter in an ABA publication that I co-authored with 5 of my colleagues in the Delaware office of Lewis Brisbois. [read post]
17 Mar 2024, 11:35 am
The Office of the Director of National Intelligence has made clear that “[o]ur adversaries increasingly view data as a strategic resource. [read post]
17 Mar 2024, 10:58 am
” This is what the company said in its proxy statement, in reference to Nevada Revised Statute 78.138(3), with respect to Nevada law concerning the liabilities of directors and officers: Nevada law permits a broader exclusion of individual liability of both officers and directors to a company and its stockholders, providing for an exclusion of any damages as a result of any act or failure to act in his or her capacity as a director or officer unless the… [read post]
17 Mar 2024, 8:14 am
“The government’s decision to reinstate executions is a gross injustice for people sentenced to death in the Democratic Republic of Congo,” said Tigere Chagutah, Amnesty International’s Regional Director for East and Southern Africa. [read post]
