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20 Nov 2020, 6:57 am by Silver Law Group
  Ninety Holdings Group LLC   Blair Olsen   Lincoln Investment   Legend Equities Corporation   Gyasi Richard   Wells Fargo Clearing Services LLC   Philip Scherello   Traderfield Securities Inc. [read post]
20 Nov 2020, 1:45 am by Matrix Legal Support Service
The FII Group Litigation brings together many claims concerning the way in which advance corporation tax and corporation tax used to be charged on dividends received by UK-resident companies from non-resident subsidiaries. [read post]
19 Nov 2020, 3:07 pm by Gene Takagi
Governments are not nimble so they depend on the nonprofit sector to move us all forward. [read post]
19 Nov 2020, 12:21 pm by Kevin Kaufman
The lock-in effect is inefficient in that it distorts investment away from its most profitable use to minimize tax. [read post]
19 Nov 2020, 9:57 am by John Jascob
According to SIFMA, authorizing this type of uninformed solicitation risks creating a market perception that people soliciting investments lack knowledge and information about the securities and issuers for which they are soliciting, and that such solicitations are unreliable. [read post]
19 Nov 2020, 5:56 am
Given the importance of the area, investors and other participants in the capital markets are increasingly demanding high-quality disclosure that can be useful in making investment and voting decisions. [read post]
19 Nov 2020, 3:03 am by Lynn Jokela
The current executive leadership team with CEO Gary Retelny will co-invest in the transaction and will also lead the business of ISS after the closing. [read post]
18 Nov 2020, 11:21 pm by Bright!Tax Writers
Furthermore, expats often have to report their foreign bank accounts and investments. [read post]
17 Nov 2020, 8:42 am by Lucas Harty
I also work with venture capital funds of all stages in their foreign and domestic investment activities. [read post]
17 Nov 2020, 6:38 am
Attesting to the spectacular growth in investor interest in responsible investment, the assets under management of PRI signatories have ballooned from US$6.5 trillion in 2006 to US$86.3 trillion in 2019. [read post]
17 Nov 2020, 6:16 am by Renae Lloyd
FINRA Rule 5123 (Private Placements of Securities) requires firms to file with FINRA’s Corporate Financing Department within 15 calendar days of the date of first sale of a private placement, a private placement memorandum, term sheet or other offering document, or indicate that no such offerings documents were used. [read post]
16 Nov 2020, 8:55 pm by Iona Wright (UK)
ESMA’s report sets out its analysis and conclusions on the preparedness of the investment funds that were reviewed and presents five priority areas identified to enhance the preparedness of funds that have significant exposures to corporate debt and real estate assets to potential future adverse shocks. [read post]
15 Nov 2020, 1:18 pm by Kevin LaCroix
  The one thing this sequence of events does show is that there is a substantial component of political risk involved in doing business in, and investing i [read post]
15 Nov 2020, 8:07 am
Bebchuk and Roberto Tallarita (discussed on the Forum here); Reconciling Fiduciary Duty and Social Conscience: The Law and Economics of ESG Investing by a Trustee by Max M. [read post]
14 Nov 2020, 11:57 am by Russell Knight
These investments generate interest, dividends and other kids of income. [read post]