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31 Jul 2018, 9:00 am
Financial services providers have been given some protection and encouragement to protect their clients by reporting suspected financial abuse, according to WealthManagement.com in “The New Senior Safe Act Encourages Reporting Financial Abuse. [read post]
18 Mar 2009, 2:54 pm
Testimony Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, House Committee on Financial Services, FEDERAL FINANCIAL ASSISTANCE Preliminary Observations on Assistance Provided to AIG, Statement of Orice M. [read post]
4 Jan 2011, 11:01 am
The Committee on Capital Markets Regulation (which prior to the financial crisis produced a white paper on financial reform) recently wrote(Download 2010.12.15_Rulemaking_Timeline_Letter) to Congressional leaders on the Senate Banking Committee and House Financial Services Committee to express concern over the... [read post]
2 Aug 2016, 5:00 am
Belote is a Certified Public Accountant with more than 27 years of experience in public accounting and financial services, and has spent a majority of it as a chief financial officer working with private and publicly traded organizations in ... [read post]
26 Jun 2009, 8:29 pm
The House Financial Services Committee held its first hearing on President Obama's Plan for the Restructuring of the American Financial Regulatory System. [read post]
23 Jul 2013, 2:21 pm
Ashley Forte Arnstein & Lehr Chicago Associate Ashley Hayes Forte was recently nominated to serve on the associate board of the Center for Economic Progress, an Illinois not-for-profit corporation that seeks to assist hard-working, low-income families move from financial uncertainty to financial stability by offering free tax and financial services. [read post]
7 Nov 2014, 6:02 am
The court also rejected criticisms of the seller's financial advisor based on supposed conflicts of interest and flawed valuation methodologies. [read post]
10 Jan 2024, 5:18 am
This may include your financial documents, medical records, and any other documents that are relevant to your legal issue. [read post]
26 Jul 2018, 4:00 am
For example, when a company sells a long-term service contract to a customer, when is that revenue recognized? [read post]
8 Jul 2008, 7:27 am
An Alabama consumer has recently sued the debt buyer and debt collector Arrow Financial Services, LLC for violating the Fair Debt Collection Practices Act (FDCPA) and state law including fraud. [read post]
20 Sep 2009, 4:36 pm
" [11] The majority of nonprofits facing the most difficulties are mid-sized organizations with revenues between $500,000 and $3 million. [12] However, the report also found that due to the steps the nonprofits were taking to reduce the financial impact on their organizations, a substantial portion of them indicated a good financial performance even after months of the recession. [13] Another sign of the nonprofits' resilience appears in the Midwest as Michigan… [read post]
17 Mar 2022, 11:59 am
The Statute of Limitation for Financial Exploitation Claims Arizona’s Adult Protective Services Act is designed to protect Arizona’s large population of vulnerable adults from abuse, neglect or financial exploitation. [read post]
28 Aug 2012, 3:12 pm
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and Washington, D.C. offices, and a co-leader of the firm’s Financial Institutions Enforcement & Investigations Task Force. [read post]
20 Aug 2017, 6:24 am
Sales practices in the financial services industry have come under increased scrutiny from both regulators and financial institutions since last year. [read post]
10 Jun 2022, 4:31 am
On July 12, 2022 our financial services and risk advisory teams will be holding a panel discussion event on the key financial crime issues facing financial services firms. [read post]
11 May 2021, 7:10 am
Ohio National Financial Services Broker-Dealer Accused of Failing to Properly Supervise The Financial Industry Regulatory Authority (FINRA) announced that brokerage firm O.N. [read post]
28 Jun 2022, 1:18 am
On July 12, 2022 our financial services and risk advisory teams will be holding a panel discussion event on the key financial crime issues facing financial services firms. [read post]
18 Jan 2022, 8:16 am
UBS Financial Services is Also a Defendant in New Class Action Lawsuit If you are a UBS Financial Services customer who invested in the firm’s Yield Enhancement Strategy (UBS YES) at the recommendation of New York financial advisor, William Montgomery Cerf, you are not alone. [read post]
22 Jan 2020, 6:28 am
Phil Murphy, a qualified individual who reasonably believes that financial exploitation of an eligible adult has occurred would be required to notify the Bureau of Securities as well as any applicable county adult protective services provider. [read post]
27 Sep 2009, 9:56 am
House Financial Services capital markets subcommittee chairman Rep. [read post]
