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5 Dec 2010, 6:00 am
First Derivative Traders (2009), the Fourth Circuit addressed the question of whether a company may have primary liability under the federal securities laws even if the alleged misstatements that are the basis for the violation are explicitly attributed to another company. [read post]
1 Mar 2020, 4:11 am
Although the children were not “fugitive slaves,” they were all captured and sold to a slave trader for shipment to the deep South. [read post]
17 Feb 2011, 5:40 pm
For example, if heavy restrictions in areas such as position limits on traders in the U.S are imposed they are likely to move to overseas markets.Returning to liquidity issues, SIFMA noted that Title VII authorizes the agencies to adopt position limit rules relating to OTC derivatives. [read post]
18 Jun 2022, 9:03 pm
Traders and manufacturers should test moisture content of produce to ensure it is not more than the recommended 13 percent, and use an aflatoxin testing kit to ensure that levels do not exceed 10 parts per billion, before in putting it in the production chain. [read post]
29 Nov 2012, 10:11 am
The influx of retailers may negatively affect domestic traders, but Indian consumers should have a greater access to cheap goods, the lower middle class should attain well-paying jobs, and the local producers of goods should be able to bypass middlemen and sell directly to the retailers. [read post]
7 May 2021, 10:17 am
Corrupt practices are used to misappropriate material nonpublic information that traders would want to know. [read post]
29 Nov 2016, 12:05 am
Trader, Steven, “$40M Damages Award Affirmed In Fatal Jeep Fire Suit” Law360, 16 November 2016. [read post]
9 Feb 2024, 2:35 pm
In addition to the products listed below, items sold by Costco, Trader Joe’s, and other stores have been recalled. [read post]
14 Mar 2012, 2:12 pm
How the Lawsuit Affects Facebook’s IPO Who will stock traders place their bets on? [read post]
3 May 2008, 1:45 am
At the end of the movie Enron: The Smartest Guys in the Room, one energy trader blames himself for not asking more questions about why he was making some of the trading decisions that he had chosen to do and why his colleagues were behaving in certain ways. [read post]
22 Feb 2009, 3:22 am
In remarks at the Security Traders Association mid-winter meeting, the SEC official emphasized that a CCP can also reduce systemic risks by preventing the failure of a single market participant from having a disproportionate effect on the overall market.A central counterparty can also facilitate greater market transparency and encourage a more competitive trading environment, she explained, which could decrease transaction costs, improve price transparency, and contribute to an increase in… [read post]
13 Jun 2018, 2:22 am
The products were packaged in clear, plastic clamshell containers and distributed to Costco, Jay C, Kroger, Payless, Owen’s, Sprouts, Trader Joe’s, Walgreens, Walmart, and Whole Foods/Amazon. [read post]
10 Aug 2011, 9:37 am
Prosecutors accused him of trading on inside information from corporate executives, traders and others, resulting in $63.8 million of illegal profit. [read post]
21 Nov 2010, 3:37 pm
Image Source (traders) Image Source (Lagarde) [read post]
17 Jun 2011, 3:43 am
First Derivative Traders, the Court rejected a shareholder class-action lawsuit that argued that Janus Capital Group and a subsidiary should be held liable under the SEC antifraud rules for allegedly false statements in the prospectuses of subsidiary mutual funds. [read post]
20 Sep 2010, 8:00 am
Others include, used car dealership ads, auto trader magazines, Kelly’s Blue Book or Edmunds.com. [read post]
14 Oct 2020, 1:30 pm
That whistleblower, a former trader at Bank of New York Mellon Corp., notified the SEC that the bank was overcharging customers for currency trades. [read post]
24 Feb 2016, 11:28 am
Even though the neighborhood is rustic (no streetlights or sidewalks, lots of redwoods) and feels millions of miles away from the craziness of Silicon Valley, it’s an easy walk to a Lucky’s supermarket, Trader Joe’s, Rite Aid, the Foothill Produce store, restaurants, Wells Fargo bank, and the Woodland Library. [read post]
26 Dec 2013, 11:24 pm
Trader Joe’s customers in four states fell ill after eating one of two pre-made salad products from Glass Onion Catering: the Field Fresh Chopped Salad with Grilled Chicken or the Mexicali Salad with Chili Lime Chicken. [read post]
21 Oct 2018, 7:03 pm
• 10-oz. butcher-paper wrapped packages containing “TRADER JOE’S CARNITAS WITH SALSA VERDE Burrito,” with “Use By” dates from 10/08/17 through 10/24/18 (inclusive) printed on the retail packaging. [read post]
