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27 Apr 2016, 8:00 am
The Treasury and the White House also released the The President’s Framework for Business Tax Reform. [read post]
26 Apr 2016, 1:13 pm
The government investigations into Theranos are not surprising, particularly in light of recent remarks by SEC Chair Mary Jo White (“White”) at a March 31, 2016 address at Stanford University’s Rock Center for Corporate Governance, where White revealed the SEC’s focus on Silicon Valley’s privately held unicorns – private start-up companies with valuations exceeding $1 billion. [read post]
26 Apr 2016, 12:31 am
Lessons for employers When considering disciplinary action following a safety breach employers should: Review their safety policies and procedures (and work instructions) to ensure that they can be relied on including considering whether there has been appropriate training on the policies; Consider keeping evidence of the distribution of relevant information to employees; Specifically identify the safety breach; Ensure that there is a connection between the breach and the employee’s conduct;… [read post]
25 Apr 2016, 1:40 pm
The United States is preparing to send an additional 250 military personnel to Syria, officially expanding the United States’ presence in the country to 300 soldiers. [read post]
24 Apr 2016, 6:25 pm
The defendant company is a Cayman Islands corporation with its principal place of business in China. [read post]
22 Apr 2016, 11:44 am
Summer Access PoliciesHBO may be reminding you that “Winter is Coming” and while the “night is dark and full of terrors” spring exams and summer jobs are more likely to be keeping you awake than White Walkers and Dothraki hordes. [read post]
22 Apr 2016, 6:21 am
The concentration of fundraising power carries echoes of the end of the 19th century, when wealthy interests spent millions helping put William McKinley in the White House. [read post]
20 Apr 2016, 8:59 am
( Thomas Jefferson Center) The Thomas Jefferson Center (with which I’m involved as a member of the board of trustees) has just released its yearly Jefferson Muzzles, so I thought I’d pass along the center’s explanation of who the “winners” are this year. [read post]
20 Apr 2016, 8:23 am
He has excited young (white) voters and drawn wildly enthusiastic crowds of progressive-minded people who will hopefully remain engaged in the political process.But I have never viewed Bernie Sanders as a realistic candidate for President. [read post]
19 Apr 2016, 10:40 am
According to his FINRA Broker Check, Labarca was registered with National Securities Corporation from 02/2010 – 02/2016. [read post]
17 Apr 2016, 9:28 pm
The Misguided Manifesto of Regulatory Reform Monday, May 2, 2016 | John Walke Buried in the House Republican budget resolution is a coded manifesto for conservative political and corporate attacks on federal regulation. [read post]
17 Apr 2016, 8:27 am
I recently had the privilege of speaking about the Trans-Pacific Partnership (TPP) at the Fordham 24th Annual Intellectual Property Law and Policy Conference, a stellar international IP conference. [read post]
15 Apr 2016, 7:34 am
If the SEC remains with only three members for a prolonged period, it could be difficult for Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator. [read post]
15 Apr 2016, 6:00 am
Securities and Exchange Commission, on Thursday, April 14, 2016 Tags: Accounting, Accounting standards, Disclosure, ESG, Financial Regulation, Financial reporting, Information asymmetries, Information environment, Investor protection, Regulation S-K, SEC, SEC rulemaking, Securities Regulation, Sustainability, Transparency Statement from Chair White on Regulation S-K Concept Release Posted by Mary Jo White, U.S. [read post]
15 Apr 2016, 1:00 am
White House Infographic on Inversions: Inversions — or tax maneuvers that reward U.S. corporations that declare themselves overseas residents to avoid paying taxes in America — have drawn the ire of many Americans as an example of an unfair corporate tax loophole. [read post]
14 Apr 2016, 1:54 pm
” Likewise, on March 31, 2016, in the keynote address at the SEC-Rock Center for Corporate Governance Silicon Valley Initiative, SEC Chair Mary Jo White discussed the importance of internal controls over financial reporting even for companies at the pre-IPO stage, notwithstanding that they are not subject to the applicable securities law provisions: Another area in which pre-IPO companies, including unicorns, present risks for investors centers on financial… [read post]
14 Apr 2016, 6:23 am
Thank you, Chair White. [read post]
14 Apr 2016, 6:23 am
Posted by Mary Jo White, U.S. [read post]
14 Apr 2016, 3:05 am
However, Chair White also recognized the importance of not burying material information in an avalanche of trivia. [read post]
14 Apr 2016, 3:05 am
However, Chair White also recognized the importance of not burying material information in an avalanche of trivia. [read post]
