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26 Jan 2012, 4:41 pm
- Greensboro attorney Mack Sperling of Brooks Pierce in his blog, the North Carolina Business Litigation Report ABA Premier Speaker Series Webinar on Class Actions - Hartford, CT lawyer Wystan Ackerman of Robinson & Cole on the firm's Insurance Class Actions Insider Garth Brooks' Hospital Lawsuit - Decision Error On Display? [read post]
26 Jan 2012, 11:56 am
Pierce's post on RegBlog: "Opinion: Regulatory Analysis, Public Comments, and Policy Decisions". [read post]
26 Jan 2012, 9:00 am
FINRA has fined Merrill Lynch, Pierce, Fenner & Smith $1 million for failing to arbitrate disputes with employees relating to retention bonuses. [read post]
26 Jan 2012, 8:40 am
The Financial Industry Regulatory Authority (FINRA) announced that it has fined Merrill Lynch, Pierce, Fenner & Smith Inc., $1 million for supervisory failures that allowed a registered representative at Merrill Lynch’s branch office in San Antonio, Texas, to use a Merrill Lynch account to operate a Ponzi scheme. [read post]
26 Jan 2012, 7:25 am
A Financial Industry Regulatory Authority ("FINRA") arbitration panel has awarded former Boston Red Sox catcher and two-time World Series winner, Doug Mirabelli and his wife, $1.2 million in their claims against Merrill Lynch, Pierce, Fenner and Smith, Inc. [read post]
26 Jan 2012, 7:00 am
It is being reported in the Investment News that Merrill Lynch Pierce Fenner & Smith Inc. has agreed to pay $1 million to settle allegations that it circumvented FINRA rules that require firms to arbitrate disputes with employees, rather than bring them to court. [read post]
26 Jan 2012, 6:56 am
” Pierce opines that empirical proof now shows that public comments drive the decision-maker to a more industry-friendly result. [read post]
26 Jan 2012, 6:54 am
The Financial Industry Regulatory Authority ("FINRA") has fined Merrill Lynch, Pierce, Fenner and Smith, Inc. [read post]
26 Jan 2012, 4:07 am
In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated, Respondent (AWC 2009020188101/January 25, 2012).... [read post]
26 Jan 2012, 4:07 am
In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated, Respondent (AWC 2009020188101/January 25, 2012).... [read post]
25 Jan 2012, 9:00 pm
Pierce, Jr. [read post]
25 Jan 2012, 1:47 pm
FINRA fined Merrill Lynch, Pierce, Fenner & Smith $1 million for failing to arbitrate disputes with employees relating to retention bonuses. [read post]
25 Jan 2012, 12:23 pm
Merrill Lynch Pierce Fenner andamp; Smith has been censured and fined $1 million for its failure to arbitrate disputes with its employees over retention bonuses. [read post]
24 Jan 2012, 9:23 pm
Factual background of Pierce County case Here is a little background on the Pierce County case: Dr. [read post]
24 Jan 2012, 8:35 am
Pierce, Jr. [read post]
24 Jan 2012, 3:00 am
Multi-year returns are necessary for tax experts to even begin to pierce the veil of tax secrecy by seeing trends and patterns in types of income. [read post]
23 Jan 2012, 9:00 pm
Pierce, Jr. is the Lyle T. [read post]
23 Jan 2012, 4:44 am
Concussions are a commonly-known type of TBI, but other injuries, including incidents when an object pierces the skull, known as penetrating head injuries, also fall into this category. [read post]
22 Jan 2012, 5:57 pm
Original Article Sex offenders could get trials annually, driving up the legal bills 01/21/2012 By Christine Willmsen Washington's civil-commitment program that shields society from the worst sex offenders is burdened with unchecked legal costs and secrecy, The Seattle Times has found. [read post]
20 Jan 2012, 7:26 am
Charley Pierce has a post up today about attending a Romney rally in South Carolina. [read post]
