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14 Jun 2018, 12:04 pm by John L. Culhane, Jr.
The consent order states that Security Group owned and operated approximately 900 locations in 20 states. [read post]
12 Mar 2019, 1:20 pm by Arina Shulga
  For example, in SEC v Benger (2013), the court held that the broker-dealer registration requirements did not apply to a person located in the United States that solicited foreign investors to invest into foreign securities. [read post]
6 Sep 2012, 2:37 am by Andrew Lavoott Bluestone
(See Hallock v State of New York, supra; Kelley v Chavez, 33 AD3d 590 [2006]; Town of Clarkstown v M.R.O. [read post]
6 Aug 2008, 3:46 am
Under settled principles, thesepossibilities are too remote to justify an order from thisCourt staying the sentence imposed by the Texas courts.And neither the President nor the Governor of the State ofTexas has represented to us that there is any likelihood of MEDELLIN v. [read post]
11 Sep 2018, 1:33 pm by Daniel Nathan
” The SEC found that notwithstanding “[t]he lack of monetary consideration for purportedly ‘free’ shares,” the issuance of the TOM tokens as a “gift” of a security through the Bounty Program constituted a “sale” or “offer to sell” within the meaning of the Securities Act as stated in SEC v. [read post]