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4 Feb 2019, 2:09 pm
Philip Sparacino has seven disclosures in his 11 years in the securities industry with six different firms, according to his FINRA BrokerCheck Report, and he has worked for First Standard Financial Company LLC in Red Bank, New Jersey since July 2, 2014, FINRA notes. [read post]
23 Jun 2023, 2:58 am
In the absence of central bank digital currencies, a significant challenge but also an opportunity provided by the DLT Pilot Regime is the possibility to use innovative solutions for cash settlement that do not involve traditional cash. [read post]
13 Dec 2011, 3:30 am
First, let’s discuss liability. [read post]
23 Dec 2008, 12:03 am
The consolidation of the banking, securities, and insurance industries in the wake of the Gramm Leach Bliley Act has intensified many conflicts of interest in those industries, the Secretary observed, resulting in effects on the consumer that have not been adequately addressed at the federal level. [read post]
25 Jan 2012, 3:27 am
Even as the Supreme Court was overruling a 9th Circuit decision that the Credit Repair Organizations Act barred mandatory binding arbitration, CreditCards.com reports that some of the nation's largest credit card companies, including Chase, Bank of America and Capital One, "have announced that they are dropping the arbitration requirement from their consumer agreements or will not enforce it. [read post]
1 Jun 2011, 2:59 am
"The parties held the closing on September 5, 2000 at North ork Bank on Long Island (the "closing"), Ito, Ishino, Ito's son, Suzuki, and Rich attended; Roshco was not present. [read post]
24 Aug 2012, 1:00 pm
I offer it as the first step toward understanding VaR. [read post]
24 Sep 2021, 11:15 am
The goal is to complete the audit at the first meeting with the auditor and limit the audit to the issues set forth in the initial letter from the IRS. [read post]
6 Jan 2015, 3:29 am
Here’s an excerpt from that article: The SEC announcement in effect means that the thousands of XBRL submissions it receives as separate files each quarter will, for the first time, be available as a single database. [read post]
16 Mar 2010, 5:45 am
Most entrepreneurs get their first real investments from angels, not VCs. [read post]
26 Oct 2017, 6:34 pm
That is the first filter on any deal. [read post]
17 Oct 2012, 1:56 pm
However, home building this year has been increasing for the first time since 2008. [read post]
2 Nov 2009, 5:22 pm
” That would explain why it ranks first on the list of challenges faced by IRS. [read post]
8 Jun 2011, 4:32 am
The wording of condition (a) above appears to be confusing and suggestive of the first criteria under the proviso to Section 4A(2) of the Act.The use of the phrase ‘special Act’ in condition (a) may also be interpreted to be a ‘special Act’ of a state legislature, for it is not clear if the qualification in the later part ‘being central Act’ applies to the phrase ‘special Act’. [read post]
31 May 2012, 11:46 am
Your first consultation is free. [read post]
17 Sep 2008, 7:26 pm
The SEC believed the 70-year-old rule was antiquated and took the step last July after running a pilot program to gauge its efficacy in regulating modern capital markets. [read post]
16 Dec 2010, 1:21 pm
Oklahoma Execution Tonight: Oklahoma death row inmate John David Duty is scheduled for execution at 6 p.m. this evening, reports Rachel Peterson of the McAlester News-Capital (OK). [read post]
30 May 2010, 3:55 pm
Duxbury, Janus Capital Group, Inc. v. [read post]
9 Sep 2008, 5:47 am
* Capital Corp. [read post]
12 Mar 2007, 2:27 pm
Germain Act of 1982 which, according to the FDIC, was the first non-homeowner friendly federal legislation in history.We need to start talking about this in terms that people can understand: This is a pandemic that is inflicting catastrophic physical and mental illness on vulnerable children, women, minorities, elders, low-income and median-income families across the nation, but the Center for Disease Control has not yet identified and classified the virus; There… [read post]
