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19 Jan 2011, 3:36 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
19 Jan 2011, 3:26 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
19 Jan 2011, 2:56 pm
Interco, Inc., 551 A.2d 787 (Del.Ch.1988). [read post]
18 Jan 2011, 12:20 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
18 Jan 2011, 11:58 am
No company or even management action is necessary to find these violations. [read post]
18 Jan 2011, 3:20 am
Stores, Inc. held that general awareness of that a dangerous condition may be present on its premises might be enough to hold a premises owner liable. [read post]
17 Jan 2011, 11:00 pm
For ERISA plans, an expanded definition of fiduciary, if approved, could materially change the relationship between institutions and fund managers for this alternative investment class. [read post]
17 Jan 2011, 3:00 am
It's also the residence of the managing owner, Charles Dekar, and the bricks-and-mortar location of the companies' main operations. [read post]
14 Jan 2011, 8:55 am
The SEC recently announced that it had settled with Charles Schwab Investment Management and Charles Schwab & Co., Inc. with making misleading statements regarding the Charles Schwab YieldPlus Fund and for failing to establish proper policies to prevent the misuse of material, non-public information. [read post]
14 Jan 2011, 2:11 am
Rosenzweig, who served as the director of North Hills Management LLC, a general partner of the hedge fund. [read post]
13 Jan 2011, 11:45 pm
China Auto Logistics Inc. [read post]
13 Jan 2011, 3:57 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
13 Jan 2011, 2:55 pm
Medtronic, Inc., 623 F.3d 1200 (8th Cir. 2010) (we previously discussed Bryant here). [read post]
13 Jan 2011, 1:23 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
13 Jan 2011, 1:18 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
12 Jan 2011, 2:06 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
12 Jan 2011, 1:31 pm
Access the NAFO website for additional background (click here).Waste Information & Management Services, Inc. [read post]
12 Jan 2011, 8:00 am
For example, in 2004 Janus Capital Management LLC (“JCM”), a wholly-owned subsidiary of Janus Capital Group, Inc. [read post]
12 Jan 2011, 5:00 am
As the 4th Circuit wrote, summarizing stockholders’ assertions: "Materially misleading statements regarding defendants’ policies on market timing fraudulently induced investors to purchase shares in the Janus funds, increasing the assets under management by JCM. [read post]
11 Jan 2011, 7:58 pm
On January 11, 2011, the Securities and Exchange Commission sued Charles Schwab Investment Management and Charles Schwab & Co., Inc. over alleged misleading statements regarding the Schwab YieldPlus Fund and failing to establish, maintain and enforce policies and procedures to prevent the misuse of material, nonpublic information. [read post]
