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2 Aug 2007, 11:13 am
[www.finra.org] I agree with Susan Merrill's comments, as well as the general fine and the order of restitution. [read post]
31 Jul 2007, 9:29 pm
The combined firm will have 15,000 brokers, second only to Merrill Lynch (see above). [read post]
31 Jul 2007, 8:52 pm
"There are two things I worry about: Clients dying and the government putting me out of business," said a Merrill Lynch rep who says he gets about 80% of his revenue from B-shares shares and fee-based business. [read post]
31 Jul 2007, 6:23 pm
They also forced Merrill to reinstate her. [read post]
31 Jul 2007, 4:58 pm
If so, they could individually or in small groups sue Merrill Lynch and the other defendants. [read post]
30 Jul 2007, 11:29 am
But its managers are being forced to make decisions on the same focused quarterly-returns basis that guides choices at Merrill Lynch or General Motors. [read post]
27 Jul 2007, 9:12 am
The New York Times and DealBook quoted Richard Bernstein, Merrill Lynch's chief investment strategist, saying [...] [read post]
26 Jul 2007, 11:25 pm
"Now more than ever, Merrill Lextranet enables fast, efficient case management," said Al McNee, President, Sales, Merrill Legal Solutions. [read post]
26 Jul 2007, 7:41 pm
What do Bear Stearns, Deutsche Bank, Lehman Brothers, Merrill Lynch, UBS, Wachovia and Wells Fargo and other big securities firms have in common? [read post]
26 Jul 2007, 11:18 am
How many times have we heard that, in deciding preemption issues the "purpose" or "intent" of congress is the "ultimate touchstone" that the courts must respect? [read post]
26 Jul 2007, 8:30 am
But Richard Bernstein, Merrill Lynch's chief investment strategist, is blowing the whistle. [read post]
25 Jul 2007, 7:03 pm
A NASD arbitration panel ordered Merrill Lynch & Co. [read post]
25 Jul 2007, 2:17 pm
She is regarded as a close advisor to Merrill CEO Stan O'Neal and has been considered a possible successor to him. [read post]
25 Jul 2007, 10:58 am
This was called the "Merrill Rule. [read post]
24 Jul 2007, 10:00 pm
Fired Iranian Broker Wins $1.6 Million In Arbitration Against Merrill Lynch [read post]
24 Jul 2007, 2:06 pm
Edwards to become second to Merrill in number of retail brokers. [read post]
24 Jul 2007, 4:42 am
Wall Street firms, including Citigroup, Lehman Brothers and Merrill Lynch, planning to sell the loans apparently met with resistance [...] [read post]
24 Jul 2007, 3:06 am
The lenders argued that their claims were based on the developer's misrepresentations relating to their loans, not to SLUSA "covered securities," but the court says the state suit is barred under Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
23 Jul 2007, 8:57 am
Merrill Lynch, Pierce, Fenner & Smith, 835 F.2d 1031, 1033 (3d Cir. 1987). [read post]
23 Jul 2007, 4:39 am
Merrill’s improved offer is 774 euros ($1,070) a share compared with its previous bid of 770 euros a unit which was trumped by a Goldman Sachs [...] [read post]
