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24 Jan 2019, 2:36 pm
For one, SEC personnel resources were down dramatically. [read post]
6 Oct 2015, 3:05 am
Newman and Chiasson were each convicted after a five-week trial. [read post]
23 Mar 2012, 12:42 pm
Connecticut: how one less legal theory available in the effort to curb emissions is actually one step forward for the cause. [read post]
16 Apr 2021, 8:43 am
Visa’s Incentives to Banks Examined In Justice Department ProbeBloomberg Law – April 8, 2021 (subscription required) The U.S. antitrust investigation of Visa Inc. is scrutinizing deals the company has with banks to entice them to process more online debit-card transactions over its network — spending that surged amid coronavirus lockdowns. [read post]
1 Oct 2013, 5:44 am
REGULATION FD Beginning in 1999 and continuing into 2000, media reports about selective disclosure of material nonpublic information by issuers raised concerns that select market professionals who were privy to this information profited at the expense of others. [read post]