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24 Oct 2020, 5:00 am
If broker-dealers and/or their supervisors fail to establish and implement these protective measures, they may be liable to investors for damages which flow from the broker’s misconduct. [read post]
23 Oct 2020, 8:55 pm
The Commission suggests more centralised supervisory reporting and improved information sharing among the relevant supervisors. [read post]
23 Oct 2020, 6:46 pm
Servers may depend on supervisors to assign them good shifts, and then they depend on customers for tip income. [read post]
23 Oct 2020, 3:00 pm
If broker-dealers and/or their supervisors fail to establish and implement these protective measures, they may be liable to investors for damages which flow from the broker’s misconduct. [read post]
23 Oct 2020, 2:00 pm
If broker-dealers and/or their supervisors fail to establish and implement these protective measures, they may be liable to investors for damages which flow from the broker’s misconduct. [read post]
23 Oct 2020, 11:17 am
If broker-dealers and/or their supervisors fail to establish and implement these protective measures, they may be liable to investors for damages which flow from the broker’s misconduct. [read post]
23 Oct 2020, 11:05 am
If broker-dealers and/or their supervisors fail to establish and implement these protective measures, they may be liable to investors for damages which flow from the broker’s misconduct. [read post]
23 Oct 2020, 10:00 am
Ruiz’s complaint states that her supervisors at the San Jose location responded to her activism and reports of safety violations with disciplinary action and “rudely and yelling at them. [read post]
23 Oct 2020, 9:28 am
Among the positive factors used to determine the award percentage, the SEC listed that “Claimants reported internally to their supervisor before reporting to the Commission and suffered personal hardships as a result of their reporting. [read post]
22 Oct 2020, 3:15 pm
The supervisors cited distrust and anxiety in minority communities and strain on law enforcement as the reasons for passing the act. [read post]
22 Oct 2020, 2:32 pm
.: Plaintiff filed this lawsuit against her former employer and supervisor, raising claims of sexual harassment, sex discrimination, and retaliation under state and federal law. [read post]
22 Oct 2020, 12:09 pm
Chief Whitworth offered this staggering list of reasons for the termination: 01/31/97 – Failed to contact a victim for additional information as directed by Sergeant Kovar, then lying to said Sergeant by saying the victim had no further information, forcing the Sergeant to contact the victim to obtain additional information. 03/03/97 – Failed to properly handle evidence after receiving specific instructions through a written memo about handling evidence after past… [read post]
22 Oct 2020, 8:00 am
Some of these are as simple as routine telephone calls to supervisors or meetings on Zoom. [read post]
22 Oct 2020, 7:46 am
South Dakota takes a different approach, whereby ballot collectors must directly notify the election supervisor of each precinct of each voter from whom they collect a ballot. [read post]
22 Oct 2020, 5:23 am
Note: Greg Prickett is a former police officer and supervisor who went to law school, hung out a shingle, and now practices criminal defense and family law in Fort Worth, Texas. [read post]
22 Oct 2020, 4:55 am
” was the new supervisor’s way of introducing herself to me. [read post]
22 Oct 2020, 3:00 am
Firms should be taking measures to address how the end of the transition period will impact their business and should keep their supervisors informed of these steps. [read post]
21 Oct 2020, 10:56 am
Lead by Example A better alternative to prohibiting political discussion in the workplace altogether is to have a company’s leadership — managers, supervisors and executives — lead by example by not talking about politics, Shaw says. [read post]
21 Oct 2020, 8:10 am
And in February 2019, robocalls claiming to be from the Palm Beach County Supervisor of Elections Office warned voters about the penalties of vote-by-mail fraud. [read post]
21 Oct 2020, 7:51 am
What did Arrington (the girlfriend and supervisor) have to do with all this? [read post]