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21 Apr 2015, 10:21 am
On April 20, 2015, the Securities and Exchange Commission (“SEC”) issued an order against an investment advisory firm and its former chief compliance officer, for violating Sections 206(2) and 206(4) and rule 206(4)-7 of the Investment Advisers Act and rule 38a-1 of the Investment Company Act. [read post]
9 Jun 2012, 3:00 am
Twenty (20) Ways to Reduce Your Risk of Sexual Assault: Enroll in self-defense classes: Taking the time to take self-defense classes could be your most valuable investment of time and money to obtain peace of mind. [read post]
21 Nov 2008, 10:02 am
Court of Appeal (Civil Division) KJM Superbikes Ltd. v Hinton [2008] EWCA Civ 1280 (20 November 2008) High Court (Chancery Division) Cobden Investments Ltd. v RWM Langport Ltd & Ors [2008] EWHC 2810 (Ch) (20 November 2008) High Court (Queen’s Bench Division) Lingfield Properties (Darlington) Ltd v Padgett Lavender Associates [2008] EWHC 2795 (QB) (18 November 2008) Clarke (t/a Elumina Iberica UK) v Bain & Anor [2008] EWHC 2636 (QB) (19 November… [read post]
20 Jul 2018, 12:51 pm
Some of the Woodbridge entities or Woodbridge Funds include the following: WMF Management, LLC Woodbridge Group of Companies, LLC Woodbridge Mortgage Investment Fund 1, LLC Woodbridge Mortgage Investment Fund 2, LLC Woodbridge Mortgage Investment Fund 3, LLC Woodbridge Mortgage Investment Fund PA, LLC Woodbridge Group of Companies, LLC (DBA Woodbridge Wealth) Investors who have suffered losses may be able recover their losses through securities arbitration. [read post]
23 May 2019, 4:11 am
On 20 May 2019, the FCA published a webpage setting out the findings of its supervisory review of principal firms in the investment management sector. [read post]
6 May 2013, 11:26 pm
Together, the members of LIIC represent ownership, control or disposition of well over $20 billion of lodging real estate. [read post]
12 May 2008, 3:33 pm
UBS AG will pay approximately $35 million to approximately 20 Massachusetts towns and cities that invested in the auction rate securities market. [read post]
20 Dec 2016, 1:00 pm
There is no viable model under which either business or government can or should shoulder the responsibility for long-term investment alone; both are required. [read post]
20 Jun 2011, 4:08 am
Sterling Resources Ltd, a Canadian listed company, has issued a press release to inform investors and interested persons that on June 20, 2010 it has filed a Notice of Dispute under the Canada-Romania Foreign Investment Promotion and Protection Agreement (a bilateral investment treaty). [read post]
22 Mar 2019, 9:52 am
The investment pulse rate for the three months of Q1 2019 appears to be higher than annual Q1 investment patterns. [read post]
14 Apr 2019, 12:11 pm
Invested with Thomas Riquier? [read post]
21 Mar 2023, 4:16 am
Conventional Russian authorities and the Wagner Group continue to invest significant resources in efforts to involve youth in the war effort and ready them mentally and physically for military service. [read post]
23 Jun 2019, 7:34 am
(Chart 2) Q2 2019 investment pulse rate appears the second highest Q2 investment pulse rate in the last five years. [read post]
12 Jul 2016, 10:22 am
El viernes 19 de agosto de 2016, el Sheraton Puerto Rico Hotel & Casino servirá de escenario para Ecosistema 20/22, el primer evento dirigido a insertar profesionales y empresarios en la nueva economía creada con las leyes 20 y 22 con el propósito principal de instruir a profesionales, empresarios y dueños de empresas puertorriqueñas sobre las leyes que aplican a sus negocios. [read post]
21 Jul 2021, 8:40 pm
On 20 July 2021, the European Securities and Markets Authority announced that it had updated Q&As covering: Alternative Investment Fund Managers Directive. [read post]
12 Nov 2010, 3:35 am
The 2010 “Additional” Finance Act (2010 Loi de Finances Complémentaire or “2010 LFC”) was adopted by the Council of Ministers on August 25, 2010, and recently was published in the Algerian Journal Officiel.The statutory language of the 2010 LFC contains several provisions that implement Order no. 01-03 (August 20, 2001), relating to investments subject to Algeria’s investment code (Code des Investissements) and the 2009 LFC – in… [read post]
24 Jul 2013, 3:29 am
Sadly, with far too many cases involving investor fraud, I see all sorts of warning signs and red flags that should have prompted the victim to ask more questions (or at least some questions)/ With the 20/20 vision of hindsight, even the victim often admits that the decision to invest was imprudent. [read post]
18 Mar 2024, 10:00 pm
A new FinCEN proposal is the latest attempt by the agency to impose anti-money-laundering requirements on investment advisers, with proposals failing to be adopted twice in the last 20 years, in 2003 and 2015. [read post]
24 Feb 2016, 8:42 am
Interestingly, co-investment is highly centralized. 62% of LP investors are already investors in the co-investing fund, as well an additional 18% are referrals from the LP investors, meaning that only 20% of co-investors are unrelated to the fund or its underlying LPs. [read post]
2 Apr 2023, 6:00 am
Year - Q123 Presentation Slides: Market Kinetics – Investing – Q1 2023 (PDF) – Mouseover to Scroll 0 - Investments - 040223 - Update M&A+I Events (Running Listing: November 2001 – Today) Index: eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 20-March-2023Teris, Elijah, Meta-e, and ModusRepario (JLL Partners)Strategic Partnership Between Repario Leadership Team… [read post]
