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21 May 2012, 3:00 am by Peter A. Mahler
When the resulting report did not lead to a resolution, Ferrara moved to appoint a temporary receiver for the LLCs which also required the court to address the dissolution applications. [read post]
21 May 2012, 3:00 am by Peter A. Mahler
When the resulting report did not lead to a resolution, Ferrara moved to appoint a temporary receiver for the LLCs which also required the court to address the dissolution applications. [read post]
15 May 2012, 7:18 am by Mack Sperling
  He said that the proper resolution of Plaintiffs' claims depended on the terms of the document by which BB&T had acquired any assets and liabilities of Colonial Bank. [read post]
1 May 2012, 8:33 am by Alan Horowitz
Home Concrete and Supply, LLC, ruling in favor of the taxpayer by a vote of five to four. [read post]
26 Apr 2012, 10:51 am by Imke Ratschko
 I am doing them a favor, because somebody will get hurt if we don’t come to a resolution soon” Unfortunately, as a shareholder of a corporation or a member of an LLC, you may not be able to convince your estranged business owners to let you go and buy you out. [read post]
21 Mar 2012, 12:47 pm by William McGrath
" The announcement this week focused on the acts of a un-named (and un-charged) senior executive at AXA Rosenberg, an institutional money manager that specialized in quantitative investment strategies, who cooperated with the SEC, leading to charges regarding a material error in a computer code that was used to manage client assets.On February 3, 2011, the SEC announced that it had filed an Administrative Proceeding charging AXA Rosenberg Group LLC, AXA Rosenberg Investment Management… [read post]
21 Mar 2012, 11:31 am by D. Daxton White
  For example, financial advisors registered through a FINRA registered broker-dealer are regulated by FINRA and any disputes arising from a financial advisors servicing of an investor’s account is generally arbitrated through FINRA dispute resolution, whereas RIAs are not currently regulated by FINRA and usually have their own dispute resolution clause – generally requiring claims to be filed through AAA (American Arbitration Association) or JAMS. [read post]
19 Mar 2012, 11:11 am by N. Peter Rasmussen
The investigation resulted in two settled enforcement actions last year against AXA Rosenberg Group LLC and Barr M. [read post]
12 Mar 2012, 4:00 am by Peter A. Mahler
Mahler: How in general do you see the role of alternative dispute resolution in business divorce cases? [read post]
9 Mar 2012, 11:55 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:53 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:43 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:41 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:38 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:34 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:30 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:27 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]
9 Mar 2012, 11:23 am by D. Daxton White
  It has a dispute resolution forum specifically designed for disputes between investors and brokerage firms. [read post]