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6 Nov 2018, 4:00 am by admin
Kelly allegedly targeted elderly retirees, widows, veterans, and the disabled by offering free tax preparation services and free retirement planning seminars to seniors in assisted-living facilities, the SEC reports. [read post]
5 Mar 2019, 9:56 am by ccollins
Hill Securities, Purshe Kaplan Sterling Investments, Sagepoint Financial, Inc., Woodbury Financial Services, Inc., and many others. [read post]
2 Dec 2009, 6:52 pm by Randall Reese
Learn more and sign up for a free trial account by visiting http://www.netdockets.com/. [read post]
11 Nov 2019, 8:52 am by Renae Lloyd
According to Investment News today, Ladenburg Thalmann Financial Services Inc. reported Friday that since July, Triad Advisors, one if its broker-dealers, has been named in six customer arbitration complaints seeking $1.65 million in damages. [read post]
  The SEC also sought charges by the following entities that were controlled by Spitzer: Kenzie Financial Management, Inc.; Kenzie Services LLC; Draseena Funds Group, Corp.; Nerium Management Co.; Aneesard Management LLC; DN Management Co. [read post]
18 May 2009, 8:00 am
She made the announcement in Brevard at Transylvania Vocational Services Inc., a company participating in one of the projects. [read post]
4 Oct 2010, 5:19 pm by Rebecca Shafer, J.D.
The nurse case manager will coordinate and facilitate the health care services provided to the injured employee to assist the employee in achieving the best recovery possible. [read post]
8 Nov 2021, 1:55 pm by David W.S. Lieberman
If the case is successful, the relator is entitled to a share of the government’s recovery. [read post]
8 Oct 2017, 10:12 am by Wolfgang Demino
Hill Jr. did sign legal services agreements with attorney Gregory Shamoun and SHAMOUN & NORMAN, LLP (a solo lawfirm all but in name) and paid ca $1 million in fees for work he was billed for, but got sued by Shamoun after settlement for a multiple of the billed fee amount as a “bonus” for what Shamoun calls “global settlement services. [read post]
29 Feb 2008, 12:47 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]