Search for: "Amanda Doe"
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13 Sep 2016, 4:57 am
By Amanda Maine, J.D.In an ongoing battle with the SEC, Lynn Tilton and her Patriarch Partners entities have filed suit against the Commission, requesting declaratory and injunctive relief from the SEC’s administrative proceedings. [read post]
23 Oct 2019, 8:18 am
She added that communication does not end when the inspectors leave. [read post]
6 Dec 2017, 5:00 am
However, the staff will continue to monitor these kinds of disclosures, he advised, noting that the staff does look outside the filings to statements like earnings releases. [read post]
9 Jul 2018, 7:31 am
By Amanda Maine, J.D. [read post]
13 Jul 2021, 9:05 am
By Amanda Maine, J.D.The SEC Asset Management Advisory Committee (AMAC) unanimously approved a recommendation of its Subcommittee on Diversity and Inclusion (D&I) aimed at increasing the participation of women- and minority-owned investment advisers within the asset management industry. [read post]
10 Aug 2020, 8:00 am
According to UPWG, this issue can be resolved by requiring that each side disclose in its proxy materials that there is no assurance that elected nominees will serve and that the materials identify any candidate who does not intend to serve if elected with the dissident nominees. [read post]
31 Mar 2017, 6:06 am
"Writes Amanda Hess (in the NYT) about the new podcast "S-Town. [read post]
26 Oct 2019, 5:19 am
Amanda Sloat updated us on Brexit, with U.K. [read post]
8 Jan 2019, 7:26 am
By Amanda Maine, J.D. [read post]
5 Dec 2018, 4:52 am
By Amanda Maine, J.D. [read post]
29 Oct 2021, 7:08 am
If the SEC does have such jurisdiction, the subcommittee recommended that it take action to limit such fees. [read post]
7 Apr 2021, 8:20 am
By Amanda Maine, J.D.The Council of Institutional Investors (CII) has written to the SEC in support of Nasdaq’s proposed board diversity rule, including recently filed amendments to Nasdaq’s original proposal. [read post]
31 Mar 2015, 7:19 am
[This story previously appeared in Securities Regulation Daily.]By Amanda Maine, J.D.SEC Commissioner Daniel M. [read post]
15 Apr 2016, 1:19 pm
I (Amanda writing here) fall solidly on the side of supporting these measures. [read post]
26 Mar 2021, 7:37 am
By Amanda Maine, J.D.The Securities and Exchange Commission has denied a request filed by several national exchanges to stay implementation of its Market Data Infrastructure rule (MDI rule). [read post]
4 Jun 2020, 5:00 pm
By Amanda Maine, J.D. [read post]
8 Aug 2018, 5:00 am
IAA expressed its support that the SEC has reaffirmed the fiduciary duty under the Advisers Act and does not believe that is necessary for an interpretation on the fiduciary duty. [read post]
29 Nov 2015, 7:27 am
"From Amanda Ann Klein's "Thirty Seasons of 'The Real World'" in The New Yorker, which doesn't identify Dovey or link to his writing. [read post]
19 May 2018, 7:17 am
Circuit Court’s ruling in Doe v. [read post]
15 May 2015, 11:13 am
" Q: What does "being a mom" mean to you? [read post]
