Search for: "Application of Frank" Results 481 - 500 of 4,172
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8 May 2018, 3:38 am by John Jascob
Giancarlo likened the derivatives and swaps reforms that have occurred in the United States and Europe following passage of the Dodd-Frank Act to a software application. [read post]
14 Jan 2011, 2:00 am by Keith Paul Bishop
  In other words, an advisory resolution is still a resolution that can only be adopted by the voting rule imposed by or in accordance with applicable law. [read post]
3 Jun 2024, 10:00 pm by Sherica Celine
Financial Services Regulations Fundamentals Resource Kit provides links to practice notes, checklists, articles and guidance on key issues, laws, and regulations applicable to in-house lawyers and counsel. [read post]
7 Feb 2018, 5:00 am by John Jascob
The SEC explained that the Commission needed this flexibility while Dodd-Frank rulemaking was ongoing. [read post]
21 Mar 2023, 7:47 am by FHH Law
  We are honored to have Frank, Seth, and Kathleen Victory as part of the BLT faculty. [read post]
27 Aug 2010, 11:50 am
 The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”) also prohibits broker discretionary voting on the election of directors. [read post]
19 Feb 2016, 12:05 pm by John Jascob
The primary purpose of filing a notice and application for a protective decree is to give notice to interested parties that an orderly liquidation proceeding has been initiated.Notice and application process. [read post]
31 Aug 2015, 5:00 am by Barbara S. Mishkin
Mishkin 84 House members recently wrote to the CFPB to urge it to expedite rulemaking to implement the small business lending data requirements of Dodd-Frank Section 1071. [read post]
19 Apr 2012, 1:10 pm by Zoe Tillman
Applications to fill her seat are due to the District of Columbia Judicial Nomination Commission by May 25. [read post]
24 Nov 2008, 8:25 pm
Kandler, Suffolk County filed suit against Frank and Deborah Kandler to secure possession of a piece of property the couple was occupying. [read post]
14 Mar 2017, 1:54 pm by Mike Delikat
’” The court noted that “[a] strict application of [Dodd-Frank]’s definition of whistleblower would, in effect, all but read subdivision (iii) out of the statute. [read post]
18 Oct 2018, 9:45 am by Christopher J. Willis
  Having watched the Bureau’s enforcement activity closely over the last seven years, I saw the “abusive” label used in a number of instances, but they all seemed like situations in which “unfair” or “deceptive” were equally applicable. [read post]
26 Sep 2014, 1:26 pm by Dan Filler
Chiappinelli, Frank McDonald Endowed Professor of Law, at the Texas Tech Jobs website https://jobs.texastech.edu or www.workattexastech.com. [read post]
The CFPB has issued a notice of proposed rulemaking (NPRM) to implement Section 1071 of the Dodd-Frank Act. [read post]
28 Jan 2014, 4:22 pm by Susanne Klaric
  However, members of the Court also questioned a narrow reading of the rule that would limit its application only to direct employees of public companies. [read post]