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15 Mar 2018, 8:05 am
Lucas & Associates, LLC, can help you plan for your long-term financial stability. [read post]
31 Oct 2012, 5:29 pm
The American Bar Association (ABA) toyed with a contentious idea earlier this year: non-lawyer equity investment in law firms. [read post]
9 Nov 2021, 6:26 am
Posted by Mary Alcock, Michael Albano, and Francesca Crooks, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, November 9, 2021 Editor's Note: Mary Alcock is counsel, Michael Albano is partner, and Francesca Crooks is an associate at Cleary Gottlieb Steen & Hamilton LLP. [read post]
19 Aug 2013, 2:26 pm
Among other things, the Guidance discusses the need: (i) to disclose the risks associated with investing in commodities; (ii) to ensure that performance presentations that are included in marketing materials are not materially misleading; and (iii) for an effective compliance and risk management function. [read post]
3 May 2018, 6:21 am
Posted by David Tittsworth and Adam Lovell, Ropes & Gray LLP, on Thursday, May 3, 2018 Editor's Note: David Tittsworth is counsel and Adam Lovell is an associate at Ropes & Gray LLP. [read post]
24 Sep 2023, 10:00 pm
Rima Hadid, General Counsel for the Emirates Investment Authority, has more than two decades of in-house experience, most notably at two key sovereign wealth funds. [read post]
24 Sep 2023, 10:00 pm
Rima Hadid, General Counsel for the Emirates Investment Authority, has more than two decades of in-house experience, most notably at two key sovereign wealth funds. [read post]
24 Sep 2023, 10:00 pm
Rima Hadid, General Counsel for the Emirates Investment Authority, has more than two decades of in-house experience, most notably at two key sovereign wealth funds. [read post]
24 Sep 2023, 10:00 pm
Rima Hadid, General Counsel for the Emirates Investment Authority, has more than two decades of in-house experience, most notably at two key sovereign wealth funds. [read post]
24 Sep 2023, 10:00 pm
Rima Hadid, General Counsel for the Emirates Investment Authority, has more than two decades of in-house experience, most notably at two key sovereign wealth funds. [read post]
24 Sep 2023, 10:00 pm
Rima Hadid, General Counsel for the Emirates Investment Authority, has more than two decades of in-house experience, most notably at two key sovereign wealth funds. [read post]
17 Apr 2024, 7:16 am
In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA’s consultation (CP23/24) on changes to the capital requirements for personal investment firms, with particular focus on how firms must calculate their potential redress liabilities for these purposes. [read post]
10 Jun 2008, 6:11 pm
Section 209.5 further requires that associations adopt and disclose eight responsible governance policies concerning (1) collection of unpaid assessments, (2) handling of conflicts of interest among board members, (3) conduct of association meetings, (4) enforcement of covenants and rules, (5) inspection and copying of association records by owners, (6) investment of reserve funds, (7) procedures for the adoption and amendment… [read post]
9 Aug 2013, 9:39 am
Because while it may be apparent that a stronger duty may be needed for broker-dealers, the risks associated with imposing a larger regulatory burden (including, for example, increased costs to investors) should also be considered. [read post]
1 Apr 2021, 5:53 am
(Chart 2) The Q1 2021 investment pulse rate (10) appears to be generally in line with previous Q1 investment pulse rates since 2015. [read post]
3 Jul 2021, 4:37 am
(Chart 2) The Q2 2021 investment pulse rate (18) appears to be the highest Q2 investment pulse rate at least since 2015. [read post]
22 Feb 2021, 6:33 am
Since June 2009 Leach has been associated with Morgan Stanley out of the firm’s Naples, Florida office location. [read post]
1 Jan 2021, 6:14 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates [read post]
1 Oct 2020, 3:37 am
(Chart 2) The Q3 2020 investment pulse rate (14) appears to be the highest Q3 investment pulse rate since Q3 2015 (16). [read post]
27 Nov 2018, 10:00 am
Generally, movie investment requires more funds than investment in a small start-up company typically associated with crowdfunding, and crowdfunding intermediaries charge fees to invest in companies. [read post]
