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1 Feb 2024, 9:05 pm
Office of the Comptroller of the Currency invited public comments on its proposed rule to increase transparency in its process of reviewing mergers that involve national banks and federal savings associations. [read post]
1 Feb 2024, 1:41 pm
(Goodman, Urban Institute). [read post]
1 Feb 2024, 12:12 pm
Why the Danger Rises with Hands-Free When states first began flirting with banks on the use of hand-held phones while driving, most ban advocates expected to see a sharp decrease in crashes. [read post]
1 Feb 2024, 11:58 am
The consultation paper poses several questions aimed at understanding cases where institutions intend to use the exemption provided in the CRR and assessing whether the provisions proposed in the RTS address those cases in a suitable manner. [read post]
1 Feb 2024, 11:54 am
On 30 January 2024, the European Banking Authority (EBA) published a speech by its chair José Manuel Campa on digital finance, as well as confidence and resilience as a foundation of well-functioning financial markets. [read post]
1 Feb 2024, 8:31 am
The Dutch Central Bank (De Nederlandsche Bank, DNB) has announced that it will send a questionnaire to banks and insurers to further evaluate the Financial Institutions Remuneration Policy Act (Wet beloningsbeleid financiële ondernemingen, Wbfo). [read post]
31 Jan 2024, 9:01 pm
For instance, in 2023, plaintiffs filed at least seven class actions against financial institutions, accusing them of downplaying liquidity and other concerns stemming from rising interest rates. [read post]
31 Jan 2024, 11:33 am
Currently, the rules on outsourcing for banks, payment institutions and EMIs do not apply when such financial institution outsources activities to a company within the same group (intra-group outsourcing). [read post]
31 Jan 2024, 9:50 am
The investment adviser’s historical experience with the individual or entity and the references of other financial institutions may also be relevant factors. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
30 Jan 2024, 10:30 am
Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
30 Jan 2024, 9:50 am
Governance Issues frequently are the heart of corporate and securities lawsuits. [read post]
30 Jan 2024, 9:27 am
There is no evidence in this record that Printify ever intended to hide or move its assets to offshore bank accounts. [read post]
30 Jan 2024, 5:58 am
General Assembly and other international institutions. [read post]
29 Jan 2024, 12:00 pm
Morgan Stanley settled the charges by paying over $249 million, addressing allegations of improperly alerting favored institutional clients about significant blocks of private stock coming to the market. [read post]
29 Jan 2024, 10:20 am
In many cases, financial institutions will freeze or close down a decedent’s accounts once the institution receives notice of the decedent’s passing. [read post]
29 Jan 2024, 9:58 am
The EBA may organise an industry workshop with institutions participating in the survey for further dialogue and to exchange on the findings. [read post]
29 Jan 2024, 6:35 am
Even if a bank has a security interest in all deposit accounts of a debtor held by a bank, and is automatically perfected by control, the bank's enforcement rights are far more limited against the special deposit than against a typical bank account. [read post]
27 Jan 2024, 9:04 pm
In addition, Hammer has served as the Acting Deputy Assistant Secretary for Financial Institutions and Director of the Office of Financial Institutions Policy at the U.S. [read post]
27 Jan 2024, 2:29 pm
What they got instead was something of a discursive bricolage that sought to satisfy everyone, and in the process neither their any of them, or in the long run, their own institutional interests. [read post]
