Search for: "Best Security Industries"
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16 Jun 2009, 7:23 am
Savvis audited CardSystems in 2004 and found that it had “implemented sufficient security solutions” and followed “industry best practices. [read post]
19 Sep 2022, 1:18 pm
Overall, the plaintiffs’ track record on these cases is at best mixed, and a number of high-profile cases have been dismissed. [read post]
24 Jan 2017, 4:13 am
Certainly, many of our current best security practices still hold value. [read post]
24 Mar 2021, 7:33 am
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor Mark Larry Delgadillo from the securities industry for one month. [read post]
11 Jan 2021, 11:45 am
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor John Frederick Griner from the securities industry for 15-business days and fined him $15,000. [read post]
24 Mar 2021, 6:29 pm
The Financial Industry Regulatory Authority (“FINRA”) has suspended Aegis Capital Corp. financial advisor Corey Alexander Johnson from the securities industry for 30-calendar days. [read post]
9 Nov 2021, 6:40 am
The Financial Industry Regulatory Authority (“FINRA”) has barred stockbroker David Melilli from the securities industry for refusing to cooperate with a FINRA investigation into whether Mr. [read post]
3 Feb 2021, 1:17 pm
FINRA has barred stockbroker Lisa Marie Stevenson (Lisa Marie Gastaldo) from the securities industry. [read post]
29 Apr 2021, 10:35 am
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor Constantinos Maniatis from the securities industry for 30 days. [read post]
16 Aug 2021, 7:05 am
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor Jason Seale from the securities industry for 15 business days. [read post]
20 Aug 2021, 2:28 pm
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor Debasish Hajra from the securities industry for 30 calendar days. [read post]
20 Aug 2021, 1:48 pm
The Financial Industry Regulatory Authority (“FINRA”) has suspended stockbrokers Alfonse Stazzone and Maxim Beliakov from the securities industry for four months. [read post]
15 May 2020, 6:26 am
By Amanda Maine, J.D.Challenges presented by the COVID-19 pandemic to SEC enforcement efforts and defense responses dominated the Securities Docket’s recent Securities Enforcement West 2020 conference. [read post]
6 Oct 2009, 8:26 am
"A one size fits all model of regulation is not the best model," she said. [read post]
30 Nov 2015, 6:44 am
Vincent entered the securities industry in 1989. [read post]
13 Sep 2022, 5:55 am
In 2012, the Securities and Exchange Commission (SEC) imposed a corporate due diligence requirement for conflict minerals; a pending SEC rule would add further environmental, social, and governance (ESG) disclosure requirements irrespective of industry. [read post]
20 Feb 2013, 9:23 am
The 2010 Dodd-Frank Act empowered the SEC to study the use of mandatory arbitration in the securities industry and consider whether to ban regulated firms from imposing mandatory arbitration on customers. [read post]
16 Jul 2007, 11:17 am
Department of Homeland Security. [read post]
17 Jun 2012, 11:00 am
In recognition of the revolution in mobile payment solutions, on May 16, 2012, the PCI Data Security Standards Council published guidance on best practices for securely accepting payments via mobile devices – “At a Glance: Mobile Payment Acceptance Security. [read post]
25 Jul 2022, 5:01 am
The open-source community is doing the best it can to maintain the large, critical projects the public relies on. [read post]
