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29 Mar 2021, 2:17 pm by Renae Lloyd
(HTI) – Decrease in Net Asset ValueAmerican Finance Trust (AFIN) Investment LossesVereit Inc. [read post]
26 Mar 2021, 6:09 am
Securities and Exchange Commission, on Thursday, March 25, 2021 Tags: Asset management, Climate change, Disclosure, ESG, Institutional Investors, Proxy voting, SEC, Securities regulation, Shareholder voting, Sustainability [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission, on Thursday, March 18, 2021 Tags: Asset management, Institutional Investors, Mutual funds, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder voting, Transparency [read post]
2 Mar 2021, 9:47 am by Renae Lloyd
Griffin Capital Essential Asset REIT Inc., a publicly registered non-traded real estate investment trust, has merged with Cole Office & Industrial REIT (CCIT II), an unaffiliated non-traded REIT in a $1.2 billion stock-for-stock transaction. [read post]
26 Feb 2021, 6:00 am
Sale (Georgetown University), on Thursday, February 25, 2021 Tags: Agency costs, Capital formation, Fiduciary duties, Investor protection, IPOs, Misconduct, Rent-seeking, Risk, Tech companies, Venture capital firms, WeWork [read post]
19 Feb 2021, 1:56 pm by Silver Law Group
 In First Landing’s case, First Landing invested all of its capital with Prophecy Asset Management, L.P. [read post]
19 Feb 2021, 5:43 am
Beskin, Wachtell, Lipton, Rosen & Katz LLP, on Monday, February 15, 2021 Tags: Compensation disclosure, COVID-19, Executive Compensation, Glass Lewis, Incentives, Institutional Investors, ISS, Pay for performance, Proxy advisors, Say on pay, SEC, Securities regulation How We Evaluate Shareholder Proposals Posted by John Galloway, Vanguard, Inc., on Monday, February 15, 2021 Tags: Asset… [read post]
18 Feb 2021, 9:15 am by Kristian Soltes
District Judge Jesse Furman on Tuesday ruled that 10 asset managers for the lenders — which include Brigade Capital Management, HPS Investment Partners and Symphony Asset Management — don’t have to return $504 million that Citibank said it mistakenly transferred in August while trying to make an interest payment. [read post]
16 Feb 2021, 12:42 pm by Silver Law Group
In January 2021, Steadfast Apartment REIT Inc. announced that it is lowering its distribution rate and limiting share repurchases, effective February 1, 2021. [read post]
11 Feb 2021, 2:42 pm by Unknown
Phil Hartstein, President and CEO, Finjan Holdings, Inc.Phil is President and Chief Executive Officer of Finjan Holdings, Inc. and oversees the direction and management of current assets and future investments as well as working with the company’s executive management team to execute the shareholders vision as a public technology company. [read post]
11 Feb 2021, 8:10 am by Kristian Soltes
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
8 Feb 2021, 7:10 am by Silver Law Group
GPB Capital Holdings FINRA arbitration claims have been piling up against GPB Capital Holdings, a New York-based alternative asset management firm that raised $1.8 billion since its founding in 2013 by Scientologist David Gentile. [read post]
8 Feb 2021, 6:13 am by Staff Attorney
  From November 2018 until May 2019 Pan was associated with Axiom Capital Management, Inc. [read post]
5 Feb 2021, 6:01 am
Lu, Wachtell, Lipton, Rosen & Katz, on Saturday, January 30, 2021 Tags: Boards of Directors, Climate change, Diversity, Environmental disclosure, ESG, Human capital, Stakeholders, Sustainability Letter to CEOs Posted by Larry Fink, BlackRock, Inc., on Saturday, January 30, 2021 Tags: Asset management, BlackRock, Climate change, Corporate… [read post]
5 Feb 2021, 1:25 am by Shannon O'Hare
Asset managers have established management teams in continental Europe to ensure access to local regulators and clients. [read post]
1 Feb 2021, 1:47 pm by Silver Law Group
The Securities & Exchange Commission (SEC) found that Bill Hightower was, while employed for Legacy Asset Securities, also the CEO of Hightower Capital Group (HCG). [read post]