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29 Apr 2020, 10:35 am by David Jensen
Capricor also said it is developing "a randomized, placebo-controlled trial planned to treat patients with moderate and severe disease which is intended to be funded by non-equity capital. [read post]
24 Apr 2020, 6:28 am by Renae Lloyd
MLP Funds are Complex Investments The White Law Group is investigating the liability that brokerage firms may have for recommending high risk mutual funds that invest primarily in MLPs. [read post]
21 Apr 2020, 4:41 pm
COVID-19 has again exposed the power of the space, which marks the confines of the legalization of politics, the judicialization of political contests around fundamental issues of morals, ethics, social norms, and international relations. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
District Judge Kevin Castel of the Southern District Court of New York issued an injunction against Telegram Group Inc. [read post]
13 Apr 2020, 4:19 pm by Kevin LaCroix
John’s University Law School law professor Michael Perino.[14]   According to Institutional Shareholder Services Inc., $5.84 billion in 2018 and $3.17 billion in 2019 was made available for distribution to investors that bought and sold shares in the U.S. capital markets.[15] ISS expects that figure to increase in 2020.[16]   According to Jessica Erickson of the University of Richmond School of Law:   To accurately distribute settlement funds in a… [read post]
9 Apr 2020, 6:58 am by Renae Lloyd
According to SEC filings, the company filed a Form D to raise capital from investors through the offering Yuma Companies, Inc. in 2012. [read post]
3 Apr 2020, 6:03 am
Gregory, Rebecca Grapsas and Claire Holland, Sidley Austin LLP, on Sunday, March 29, 2020 Tags: Boards of Directors, COVID-19, Disclosure, Human capital, Regulation FD, Risk, Risk management, Shareholder meetings, Virtual meetings The “Market Exception” in Appraisal Statutes Posted by Gil Matthews, Sutter Securities, Inc., on Monday, March 30, 2020 Tags: Appraisal rights, Delaware cases, Delaware… [read post]
2 Apr 2020, 4:25 pm by John Jascob
Karen Mills (MMP Group, Inc.) said that Main Street small businesses have 27 days of cash on hand, on average. [read post]
2 Apr 2020, 7:49 am by Renae Lloyd
Credit Suisse High Yield Bond Fund, Inc. is a closed ended fixed income mutual fund launched and managed by Credit Suisse Asset Management, LLC. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
29 Mar 2020, 7:56 am by Rob Robinson
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000… [read post]
25 Mar 2020, 9:27 am by Renae Lloyd
” Annaly Capital Management, Inc. engages in the investment and financing of residential and commercial assets, according to Market Watch. [read post]
20 Mar 2020, 6:17 am
Joint Venture Governance Index: Calibrating the Strength of Governance in Joint Ventures Posted by James Bamford, Geoff Walker, and Martin Mogstad, Water Street Partners LLC, on Friday, March 13, 2020 Tags: Board composition, Boards of Directors, Compliance & ethics, Corporate forms, ESG, Joint ventures, Surveys A Case of Mistaken Identity: Correcting the Record on EVA Posted by Subodh Mishra, Institutional Investor Services, Inc.,… [read post]
17 Mar 2020, 6:00 am by Monica Wong (Toronto)
Private equity firms, such as Blackstone Group Inc. and Carlyle Group, hold approximately $1.5 trillion in unspent capital, making this year-end total of unspent capital the highest amount in history. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
This decision opens a window for potential liability for misstatements beyond the Supreme Court’s prior decision in Janus Capital Group, Inc. v. [read post]
12 Mar 2020, 12:49 pm by Renae Lloyd
The Fund’s investment objective is to seek a high level of total return resulting from a combination of current tax-deferred distributions and capital appreciation. [read post]
25 Feb 2020, 2:32 pm by Kevin LaCroix
According to the SEC’s press release, the Division’s disclosure operations program is now organized in four groups:   Disclosure Review Program: Selective and required review of filings across seven industry groups: (1) energy and transportation, (2) finance, (3) life sciences, (4) manufacturing, (5) real estate and construction, (6) technology, and (7) trade and services. [read post]