Search for: "Citigroup, Inc." Results 481 - 500 of 1,146
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12 Feb 2008, 7:36 am
., Citigroup Inc., Countrywide Financial Corp., JPMorgan Chase & Co., Washington Mutual Inc. and Wells Fargo & Co. [read post]
21 May 2008, 10:26 am
On December 21, 1994, while employed as a securities salesperson for Salomon Smith Barney (Smith Barney), a subsidiary of Citigroup, Inc., David B. [read post]
17 Sep 2007, 1:25 am
All Funds on Deposit at: Citigroup Smith Barney Account No. 600-00338U.S. [read post]
18 Aug 2011, 7:49 pm
The defendants of the other complaints are Countrywide Financial, Bank of America Corp., Morgan Stanley , Merrill Lynch and Co, JPMorgan Chase & Co, Citigroup Inc., Deutsche Bank AG, and Credit Suisse Group: • The securities lawsuit against Countrywide is over $700 million of toxic MBS that the insurer purchased. [read post]
21 Aug 2008, 2:47 pm
Earlier this month, Citigroup Inc. reached an agreement with state and federal regulators to redeem $7.3 million in illiquid auction rate securities that retail investors had purchased, as well as pay $100 million in fines. [read post]
20 Aug 2015, 9:30 pm by RegBlog
Securities and Exchange Commission’s (SEC) recent finding that Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC had made misleading and false representations to certain investors, the SEC announced that the two Citigroup affiliates had agreed to pay nearly $180 million to settle the charges. [read post]
15 Jan 2014, 6:21 am by Adam Weinstein
From 2004 through October 2008, Anglin was a registered representative of Citigroup Global Markets, Inc. [read post]
27 Feb 2009, 8:43 am
Despite increasing political and media focus on and criticism of risk assessment and risk management efforts by corporate boards, yesterday's In Re Citigroup Inc. [read post]
5 Apr 2008, 9:32 am
" Similar suits have been filed against Citigroup, Merrill Lynch, Morgan Stanley, and UBS. [read post]
19 Sep 2008, 3:59 pm
Yesterday the Financial Industry Regulatory Authority ("FINRA") announced auction-rate securities settlements with SunTrust Robinson Humphrey, Comerica Securities, First Southwest, and WaMu Investments, Inc. [read post]