Search for: "D&S Investments, LLC"
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10 Sep 2020, 6:27 am
Eureka Restaurant Holdings, LLC reportedly filed a form D to raise capital from investors in 2015 in a restaurant investment. [read post]
4 Sep 2020, 12:31 pm
NB Private Capital, LLC is a student housing investment company located in south Orange County, California, according to its website. [read post]
4 Sep 2020, 6:31 am
Sinkular, Pay Governance LLC, on Thursday, September 3, 2020 Tags: Compensation committees, COVID-19, Executive Compensation, Firm performance, Incentives, Long-Term value, Pay for performance [read post]
1 Sep 2020, 5:25 am
The Court found that this behaviour engaged factors (a), (b), (d), and (e) above. [read post]
1 Sep 2020, 5:25 am
The Court found that this behaviour engaged factors (a), (b), (d), and (e) above. [read post]
31 Aug 2020, 11:40 am
The company filed a form D to raise capital from 157 investors in 2014, according to filings with the SEC. [read post]
31 Aug 2020, 8:39 am
The company filed a form D to raise capital from 115 investors in 2015, according to filings with the SEC. [read post]
31 Aug 2020, 7:09 am
QIBs now include: (1) LLCs, who own and invest at least $100 million in securities of non-affiliated issuers; and (2) any institutional investor meeting the $100 million threshold. [read post]
28 Aug 2020, 7:24 am
In the underlying lawsuit, former directors and officers of a real estate investment trust firm, RCAP Holdings LLC, were sued by the successor entity, RSC Creditor Trust, which claimed that the executives drove RCAP into bankruptcy. [read post]
28 Aug 2020, 6:11 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, August 28, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 21–27, 2020. [read post]
SEC Publishes Final Rule that Expands the Definition of ‘Accredited Investor’ for Private Placements
27 Aug 2020, 3:17 pm
James Please follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
27 Aug 2020, 3:03 am
The SEC’s amendments to the definition of “qualified institutional buyer” broaden it by including LLCs, RBICs and any institutional accredited investor not already listed in Rule 144A when they meet the existing threshold of $100 million in securities owned and invested. [read post]
25 Aug 2020, 3:00 am
The Court held that plaintiff’s own evidence established a diminution in value that was too small, and the reversion did not interfere with the plaintiff’s reasonable investment-backed expectations for the land. [read post]
17 Aug 2020, 6:54 am
Passport Health, LLC v. [read post]
10 Aug 2020, 2:24 pm
Before working for Cetera Advisors LLC (CRD# 10299) starting in 2012, McKinney was previously registered with Securian Financial Services, Inc. [read post]
10 Aug 2020, 6:34 am
(“Coty”) expanded its brand portfolio by closing a notable $600 million deal for a majority stake in reality star Kylie Jenner’s young cosmetics company, King Kylie LLC (d/b/a Kylie Cosmetics). [read post]
5 Aug 2020, 2:00 am
”Finally, Oakey adds, invest in a tech platform that’s right for your organization’s performance strategy, size, and repository for review. [read post]
4 Aug 2020, 6:10 am
Advisor William Morrow (Morrow), currently employed by Concorde Investment Services, LLC (Concorde Investment) and formerly employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least 14 customer complaints and one employment termination for cause during the course of his career. [read post]
3 Aug 2020, 9:57 am
Concerned about your investment in Lakeview Crest LLC? [read post]
3 Aug 2020, 6:37 am
Shaw runs his securities business through a d/b/a called CJS Wealth Management. [read post]
