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11 Dec 2018, 5:46 am
The SEC has filed insider trading charges against an IT contractor and two others he illegally tipped with confidential client information he stole while working in the Singapore branch of an investment bank.The SEC obtained a court-ordered freeze of assets in three U.S. brokerage accounts and one U.S. bank account connected to the alleged trading. [read post]
26 Nov 2007, 12:35 am
Following the theme of Back Alley Banking, there is no lack of bank creativity in China, and for those who are able to create the restructure (and willing to risk there lives), there are some interesting business models that come online to essentially arbitrage the void where regulations impede Importers, Exporters and Multinationals: A Portrait of Firms in the U.S. that Trade Goods Very interesting report (60 pages), that is a not a recent release, but I… [read post]
6 Mar 2018, 2:49 am
Would Americans accept the trade-offs? [read post]
19 Aug 2012, 2:36 pm
American Nat'l Bank & Trust Co., 256 Ill.App.3d 1002, 194 Ill.Dec. 929, 628 N.E.2d 426, 430 (Ill.App.Ct. 1st Dist.1993) (citation omitted) (construing Ill. [read post]
17 Jul 2009, 12:46 pm
Those who knew anything about how Heller worked, the bank's lawyers pretty much said, either can't be found or aren't talking. [read post]
29 Jul 2015, 9:05 pm
[Bridget Johnson on anti-cinema, anti-stock-trading views of radical Islamist British activist and former lawyer Anjem Choudary] Rare coalition of bankers, housing advocates urges limits on mortgage-related suits [W$J] “The Administrative State v. [read post]
20 Aug 2007, 8:00 pm
The ACCC is seeking: a declaration that the ANZ Bank contravened the price fixing provisions of the Trade Practices Act 1974 an injunction to restrain the ANZ Bank from entering into similar arrangements penalties for its conduct, and an order for costs. [read post]
6 Nov 2017, 9:30 pm
The SEC, however, is not the primary regulator of banks, which also trade securities; instead, the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) have responsibility for regulating banks. [read post]
21 Oct 2008, 8:36 am
The business' bank account will probably like the difference in cost, too. [read post]
13 Apr 2007, 7:19 am
He intimated that the Mickey Mouse bank would not be able to give the same good advice the regular players could give because the Mickey Mouse bank would not have the history and familiarity with the target corporation that the regular player had. [read post]
11 Nov 2021, 10:58 am
On 10 November 2021, the European Banking Authority (EBA) published its first draft implementing technical standards (ITS) on Pillar 3 disclosure of institutions’ exposures to interest rate risk on positions not held in the trading book (IRRBB). [read post]
6 Mar 2008, 5:14 am
Lawyers involved in the case said the move by Bank Julius Baer most likely ends its battle [...] [read post]
1 Feb 2010, 6:33 am
We identify an important trade-off for how banks choose their corporate structure between the stronger limited liability protection offered by a subsidiary structure and the greater protection against property right infringements offered by the branch structure. [read post]
17 Dec 2016, 1:00 am
On 23 November 2016, the European Commission published proposals [1] for widespread revisions to the EU prudential regulatory framework for banks and investment banks. [read post]
7 Oct 2011, 8:01 am
Some of the literature was just nuts, e.g., a flier blathering about admiralty law usurping the common law and the Trading with the Enemies Act. [read post]
16 Nov 2007, 9:52 am
With Citigroup's search for a new chief executive entering its third week, columnists Michael Lewis of Bloomberg News and Rob Cox of Breakingviews are offering the gigantic bank their unsolicited — and sharply ironic — advice on the situation. [read post]
11 Oct 2010, 7:32 am
The Journal analysis showed that an aide to a Republican member of the Senate Banking Committee bought Bank of America Corp. stock before results of last year's government stress tests eased investor concerns about the health of the banking industry. [read post]
25 Apr 2008, 8:38 am
Office of Fair Trading v Abbey National plc and Others [2008] EWHC 875 (Comm); [2008] WLR (D) 128 “Terms in standard form contracts between bank and customer providing for relevant charges were not exempt from assessment as to fairness under reg 6 of the Unfair Terms in Consumer Contracts Regulations 1999. [read post]
2 Apr 2011, 4:18 pm
Trade Representative, International Trade Administration, Foreign Agricultural Service, Export-Import Bank, Agency for International Development, Overseas Private Investment Corp., Small Business Administration, U.S. [read post]
25 Nov 2006, 9:42 am
Casey served as Staff Director of the Subcommittee on Financial Institutions and Regulatory Relief, Senate Banking Committee. [read post]
