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29 Jun 2010, 1:47 pm
Broker-dealers that sold Provident Royalties private placements Firm name Total sales Total commission paid to BD Advisory Group Equity Services Ltd. $110,000 $70,650 AFA Financial Group LLC $2,455,000 $456,150 American Portfolios Financial Services Inc. $585,000 $66,650 Asset Management Strategies LLC $220,000 $2,250 Ausdal Financial Partners Inc. $100,000 $2,250 Barron Moore Inc. $250,000 $96,750 Boogie Investment Group… [read post]
1 May 2012, 8:16 pm
American Energy Services, 302 S.W.3d 299, 302 (Tex. 2009), quoting Light, 883 S.W.2d at 644-45. [read post]
11 Aug 2017, 1:47 pm
In GIC Services, L.L.C. v. [read post]
11 Aug 2017, 1:47 pm
In GIC Services, L.L.C. v. [read post]
11 Aug 2017, 1:47 pm
In GIC Services, L.L.C. v. [read post]
11 Aug 2010, 7:26 am
The 10-Q that Viacom, Inc. [read post]
25 Apr 2019, 11:59 am
Equity Sales Company UBS Painewebber Inc Sercia, Anthony Traderfield Securities Inc Legend Securities Soto, Rani Prudential Investment Management AllianceBernstein Investments Stanley, Cornell Jr. [read post]
15 Feb 2012, 11:47 am
The number of equity partners remained constant at 297, but total headcount dipped slightly from 890 to 884. [read post]
4 Aug 2010, 7:29 am
Court of Appeal (Civil Division) CRC Credit Fund Ltd & Ors v GLG Investments Plc (Sub-Fund: European Equity Fund) & Ors [2010] EWCA Civ 917 (02 August 2010) TM (Zimbabwe) & Ors v Secretary of State for the Home Department [2010] EWCA Civ 916 (30 July 2010) Sheffield City Council v Wall (Personal Representatives of) & Ors [2010] EWCA Civ 922 (30 July 2010) ZA (Nigeria) & Anor, R (on the application of) v Secretary of State for the Home Department [2010] EWCA Civ 926 (30… [read post]
12 Jan 2012, 5:00 am
Independent directors are compensated for their service on the board. [read post]
11 Mar 2010, 8:42 pm
John DeGroote Services, LLC, the liquidating trustee of the BearingPoint, Inc. [read post]
4 Aug 2020, 5:44 am
HaystackID, a specialized eDiscovery services firm that helps corporations and law firms find, listen to, and learn from data during complex investigations and litigation, and NightOwl Global, a worldwide leader in the delivery of corporate law department enterprise data services, today announced the combining of the companies as part of a merger facilitated by majority investor and leading middle market private equity firm, Quad-C Management, Inc. [read post]
14 Oct 2011, 12:51 pm
After the Financial Industry Regulatory Authority, or FINRA, found that Raymond James Financial Services Inc. had charged excessive commissions in about 13,500 customer accounts due to a failure to supervise, the firm agreed to pay more than $750,000 plus interest to the customers, as well as a $200,000 fine. [read post]
15 Aug 2008, 10:14 pm
In Hayes Mechanical, Inc. v. [read post]
4 Jan 2011, 7:32 am
Firm name Total sales Total commission paid to BD Advisory Group Equity Services Ltd [read post]
17 Jan 2007, 1:26 am
Trusty Capital Inc. [read post]
31 Jan 2019, 12:58 pm
From June 2011 until April 2016 Abramowitz was associated with Raymond James Financial Services, Inc. [read post]
6 Jul 2007, 6:39 am
After months of speculation about who would emerge victorious, the news is now out: ALM, Inc. will be sold to U.K. [read post]
16 Jun 2021, 4:56 pm
In Shareholder Representative Services LLC v. [read post]
15 Feb 2021, 4:45 am
"Bridging the Distance: Paving the Way for Equity and Justice" (#IOA2021). [read post]
