Search for: "Federated Capital Corporation"
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13 Mar 2023, 4:17 am
FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
13 Mar 2023, 4:17 am
(Financial Advisor IQ by Glenn Koch) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
13 Mar 2023, 4:17 am
FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
13 Mar 2023, 12:15 am
The DFPI appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. [read post]
12 Mar 2023, 2:05 pm
(SEC Proposed Rule, Federal Register). [read post]
12 Mar 2023, 9:29 am
***The Federal Deposit Insurance Corporation took over SVB on Friday and may have to collect more bodies by the time the Federal Reserve is done correcting its easy-money mistakes. [read post]
10 Mar 2023, 10:13 am
The Federal Deposit Insurance Corporation, the US regulator that guarantees bank deposits of up to $250,000, said it was closing SVB and that insured depositors would have access to their funds by Monday.Read 16 remaining paragraphs | Comments [read post]
6 Mar 2023, 1:56 pm
[iv] With their accumulated wealth, Boomers have looked to Investment Advisers for capital growth and preservation strategies. [read post]
6 Mar 2023, 10:15 am
“However, even if it exits consumer banking, Goldman will remain subject to Federal Reserve supervision and stringent capital rules for conventional banks. [read post]
6 Mar 2023, 4:07 am
Noting a “dearth of Maryland law that touches on the de facto dividend claim,” the opinion embarked on a detailed examination of the federal tax code and regulations concerning constructive dividends, followed by a cross-country tour of decisions from five state and three federal courts. [read post]
3 Mar 2023, 1:50 pm
What is notable is that she did not stop with the standard conservative misdirection of focusing on what is in fact less than one percent of the annual federal budget, as if that could be the cause of "our out-of-control spending. [read post]
1 Mar 2023, 12:26 pm
The Commerce Department will limit total government assistance to no more than 35% of a project’s capital expenditures, with direct funding awards ranging between 5% and 15% of a project’s expected capital expenditures. [read post]
1 Mar 2023, 6:30 am
Does state or federal law prohibit a registered investment advisor (“RIA”) from investing client capital, or advising a client to invest capital, in funds, including index funds, owned by asset management firms that engage with portfolio companies and/or exercise appurtenant voting rights to promote ESG objectives, without expressly informing the client of these ESG-promoting practices and obtaining the client’s express advance consent? [read post]
1 Mar 2023, 6:30 am
Does state or federal law prohibit a registered investment advisor (“RIA”) from investing client capital, or advising a client to invest capital, in funds, including index funds, owned by asset management firms that engage with portfolio companies and/or exercise appurtenant voting rights to promote ESG objectives, without expressly informing the client of these ESG-promoting practices and obtaining the client’s express advance consent? [read post]
28 Feb 2023, 9:24 am
In addition, in June 2018, the then-Director of the Division of Corporation Finance, William Hinman, issued extensive public remarks on the subject. [read post]
28 Feb 2023, 5:00 am
If enacted, the Biden tax plan would mostly affect individuals and corporations with earnings exceeding $400,000 annually. [read post]
27 Feb 2023, 9:05 pm
Our results present a less attractive feature of federalism in the United States: Since some states have more entrenched cultures of corruption, a decline in anticorruption enforcement leads to capital structure distortions for regulated firms located in those areas. [read post]
23 Feb 2023, 1:02 pm
Although 18 states currently conform with the federal treatment of capital investment, the impact begins to erode this year with the federal phaseout of full expensing and its eventual sunset. [read post]
22 Feb 2023, 1:07 pm
As such, the Federal District Court of Delaware has recently found itself at the center of this high-stakes debate about transparency and the purpose of the courts. [read post]
21 Feb 2023, 3:30 am
**Applies to capital gains income of high-earners. [read post]
