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30 Nov 2022, 4:34 am
The speech was given at City and Financial Global’s 8th annual culture and conduct forum for the financial services industry. [read post]
27 Apr 2010, 2:45 am
Winterflood Securities Ltd and others v Financial Services Authority [2010] EWCA Civ 423; [2010] WLR (D) 101 “The definition of market abuse in s 118 of the Financial Services and Markets Act 2000 did not require the person engaging in the behaviour in question to have intended to abuse the market and accordingly it was not essential for such an intention or purposes to be present for behaviour to fall below the objective standards expected. [read post]
22 Mar 2024, 9:37 am
As of February 2024, 44% of assimilated law relating to financial services has been removed, totalling 344 different instruments. [read post]
28 Jan 2022, 12:55 pm
These investors suffered losses in Northstar Financial Services (Bermuda) products. [read post]
26 Jan 2017, 7:34 am
On Wednesday, February 8, 2017, from 12:00 pm to 1:00 pm ET, we will hold a special webinar, “Consumer Financial Services Under the Trump Administration,” to discuss many of the questions that are now being asked about the future of the CFPB and consumer financial services regulation. [read post]
5 Aug 2021, 1:36 pm
House Financial Services Committee’s 2019 analysis of bank diversity data. [read post]
13 Jun 2011, 4:12 am
Call for Papers Financial Institutions and Consumer Financial Services Section AALS Annual Meeting – January 2012 Rubber Hits Road: Implementing Dodd-Frank amid Reform Fatigue This program will take place one and a half years after the Dodd-Frank Act was signed into law. [read post]
12 Oct 2009, 5:00 am
We take some time to examine the recent actions of the United Kingdom’s Financial Services Authority (FSA). [read post]
5 Mar 2010, 4:28 pm
Financial services are generally exempt from GST. [read post]
15 Dec 2022, 7:59 am
An essential part of this is the Financial Services and Markets Bill (the FS&M Bill) which is currently making its way through Parliament. [read post]
31 May 2024, 11:27 am
The post New York Department of Financial Services Issues Guidance on Insurance Loss Mitigation Tools and Services appeared first on Insurance & Reinsurance. [read post]
21 Aug 2018, 6:49 am
ET, Ballard Spahr will conduct a webinar, “More Than Just Fintech: What Are the Important Takeaways for All Consumer Financial Services Providers from Treasury’s Sweeping Report? [read post]
27 Feb 2017, 8:42 am
We have published a new financial services video providing a brief update on the market reaction on our new paper on equivalence that was commissioned by the Financial Services Negotiation Forum, as well as other Brexit-related matter affecting financial services. [read post]
21 Dec 2023, 8:53 am
On 20 December 2023, there was published on legislation.gov.uk a draft of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024. [read post]
11 Sep 2017, 12:03 pm
Several provisions added last week to the House Financial Services appropriations bill would alter some federal campaign laws. [read post]
9 Feb 2023, 7:12 am
In early 2022, the EU and UK banned certain financial services. [read post]
18 Sep 2015, 6:36 am
With the EU having put in place a complex web of overlapping law, regulation and guidance during 2013 and 2014, national regulators are faced with the task of interpreting these requirements and imposing them on a sometimes skeptical (if not openly hostile) financial services industry. [read post]
8 Dec 2023, 8:06 am
The report sets out: The changes to the financial services landscape, what this means for the FCA’s accountability and strategy, and how it is changing in response. [read post]
2 Jul 2024, 5:01 am
On 27 June 2024, the Monetary Authority of Singapore (MAS) announced the expansion of two initiatives to scale asset tokenisation for financial services. [read post]
21 Oct 2011, 10:32 am
In a statement released on October 21, 2011, the House Financial Services Committee re-emphasized its position that changing the form of governance of the Consumer Financial Protection Bureau from a single Director to a bi-partisan Commission would make the CFPB more accountable, replicate the structure of other federal agencies charged with consumer or investor protection, and promote continuity and predictability in rulemaking. [read post]
