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21 Sep 2021, 6:13 am
By Amanda Maine, J.D.While much of SEC Chair Gary Gensler’s recent testimony before the Senate Banking Committee involved spirited back-and-forth conversations about the SEC’s role in regulating cryptocurrency and mandating ESG disclosure, the debate about payment for order flow (PFOF), especially in the wake of recent market volatility involving mobile trading apps, was also a hot topic. [read post]
11 May 2021, 2:53 am
Last week, the House Financial Services Committee heard testimony from new SEC Chair Gary Gensler about January’s market volatility. [read post]
19 Mar 2024, 3:10 am
In one of his recent YouTube videos that I can never seem to get used to, SEC Chair Gary Gensler tackles the problem of investment advisers, broker dealers and public companies improperly touting the benefits of AI for the purpose of misleading investors. [read post]
26 Apr 2024, 12:59 pm
On April 4, Senator Charles Grassley (R-IA), Ranking Member of the Senate Committee on the Budget, wrote a letter to Gary Gensler, the Chair of the Securities and Exchange Commission (SEC), expressing concerns about delays and lack of transparency in the agency’s whistleblower compensation. [read post]
18 Nov 2021, 12:14 pm
A series of recent regulatory actions at the Securities and Exchange Commission (SEC) reaffirms the agency’s commitment to ESG (environmental-social-governance) issues under new Chair Gary Gensler. [read post]
7 Dec 2023, 9:01 pm
These remarks were delivered on December 7, 2023, by Gary Gensler, chair of the U.S. [read post]
25 Aug 2022, 9:01 pm
This statement was issued on August 25, 2022, by Gary Gensler, chairman of the U.S. [read post]
8 Sep 2022, 9:01 pm
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
4 Mar 2013, 6:25 am
Editor’s Note: Gary Gensler is chairman of the Commodity Futures Trading Commission. [read post]
23 May 2023, 9:01 pm
I am pleased to welcome everyone to the Division of Investment Management’s inaugural Conference on Emerging Trends in Asset Management. [read post]
21 Sep 2023, 9:01 pm
This statement was issued on September 20, 2023, by Gary Gensler, chair of the U.S. [read post]
22 Jun 2023, 9:01 pm
These remarks were delivered on June 22, 2023, by Gary Gensler, chairman of the U.S. [read post]
18 May 2022, 9:01 pm
Good morning, Chairman Quigley, Ranking Member Womack, and members of the Subcommittee. [read post]
9 Aug 2021, 3:30 am
SEC Chair Gary Gensler issued a brief statement in which he said that Nasdaq’s diversity disclosure rules “are consistent with the requirements of the Exchange Act,” and that they “reflect calls from investors for greater transparency about the people who lead public companies. [read post]
28 Sep 2022, 3:33 am
If complaints against the SEC’s ambitious rulemaking agenda are getting to SEC Chair Gary Gensler, then last week’s Investor Advisory Committee must have been a nice pick-me-up. [read post]
15 Mar 2011, 9:31 am
In a letter to CFTC Chair Gary Gensler, Rep. [read post]
30 Mar 2022, 1:20 pm
” On March 16, 2022, the Caucus issued a letter to SEC Chair Gary Gensler demanding information on SEC “voluntary” requests for documents and information to blockchain, cryptocurrency, digital assets, or other similar entities. [read post]
18 Dec 2010, 2:31 pm
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, Rep. [read post]
3 Jun 2022, 6:31 am
Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Statement by Chair Gensler on Proposed Updates to Names Rule Posted by Gary Gensler, U.S. [read post]
22 Jul 2022, 6:30 am
Securities and Exchange Commission, on Friday, July 15, 2022 Tags: Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler on Proposed Amendments to Rule 14a-8 Posted by Gary Gensler, U.S. [read post]
