Search for: "Hedge Fund Lawyer"
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29 Mar 2016, 11:06 am
By way of background, Ganek’s hedge fund, Level Global Investors (“LGI”), was raided by the FBI in November 2010 in connection with alleged insider trading. [read post]
16 Mar 2016, 10:50 am
Their concerns about a bond default and willingness to restructure may be quite different than hedge funds or institutional investors. [read post]
11 Mar 2016, 6:00 am
The misrepresentations were so rampant that EquityStar’s fund administrator and outside auditors and lawyers all resigned. [read post]
10 Mar 2016, 10:13 am
Kelly supervised the SEC’s first cases under its authority to bring anti-retaliation enforcement actions, which included charges against a hedge fund adviser, and arising from an initiative to protect mutual fund shareholders from bearing the costs when firms improperly use fund assets to pay for distribution-related services. [read post]
7 Mar 2016, 9:30 pm
In response, federal agencies passed the Volcker Rule, which bans commercial banks from participating in speculative trading, and limits the business relationships commercial banks can have with hedge funds and private equity firms. [read post]
25 Feb 2016, 10:45 am
Cadwalader Cabinet targets broker dealers, investment banks, hedge funds, commodity pools, some mutual funds, and the agencies regulating these institutions. [read post]
25 Feb 2016, 9:07 am
A hedge fund founded by a Dallas investor previously claimed in a website that, “UDF exhibits characteristics consistent with a Ponzi scheme. [read post]
25 Feb 2016, 9:07 am
A hedge fund founded by a Dallas investor previously claimed in a website that, “UDF exhibits characteristics consistent with a Ponzi scheme. [read post]
25 Feb 2016, 7:02 am
He retired from the hedge fund in 2012 and now has a personal net worth of $3 billion. [read post]
25 Feb 2016, 7:02 am
He retired from the hedge fund in 2012 and now has a personal net worth of $3 billion. [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
17 Feb 2016, 9:02 am
Four of the hedge funds subsequently sold their entire positions in Big Lots stock.The next day, Grom issued a research report on Big Lots in which he reiterated his BUY rating. [read post]
3 Feb 2016, 7:27 am
FINRA Securities Litigation Lawyers If you or someone you know has been the v [read post]
28 Jan 2016, 11:46 am
The Securities and Exchange Commission today announced that a Manhattan-based investment advisory firm and its Toronto-based hedge fund manager have agreed to settle charges that they misled investors about a fund’s investment strategy and historical performance. [read post]
25 Jan 2016, 1:21 pm
Frequently, these are wealthy hedge fund managers and the like. [read post]
19 Jan 2016, 4:26 pm
Shkreli, reviled former-CEO of Turing Pharmaceuticals, was charged last month with running a Ponzi-like scheme and defrauding two hedge funds he previously managed and one of the pharmaceutical companies he founded, Retrophin. [read post]
19 Jan 2016, 4:38 am
So understood—properly hedged and qualified—the book’s broad significance is elusive. [read post]
19 Jan 2016, 2:22 am
The New York criminal lawyers at Crotty Saland PC have successfully represented financial services professionals, financial advisers, hedge fund employees, broker-dealers and other financial services professionals both regulated FINRA and otherwise throughout the court of New York City and the region. [read post]
14 Jan 2016, 5:10 pm
In particular, there has been a significant increase in the number of hedge funds that are activists. [read post]
13 Jan 2016, 8:30 am
The current case exemplifies overreaching by a hedge fund to seek liability where none exists. [read post]
