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23 May 2019, 6:17 am
Posted by Hester M. [read post]
17 May 2019, 6:06 am
Garrett (Duke University), on Monday, May 13, 2019 Tags: Banks, Corporate crime, Deferred prosecution agreements, DOJ, Financial institutions, Management, Misconduct, Non-prosecution agreement, Yates memo How We Howey Posted by Hester M. [read post]
17 May 2019, 3:00 am
Reasonableness Pants Commissioner Hester M. [read post]
17 May 2019, 2:00 am
As WLOS reports, a Hickory woman, Hester Burkhalter, was arrested in Florida while visiting Disney World when security guards discovered CBD oil in her purse. [read post]
16 May 2019, 3:00 am
Crypto Mom Wants SEC to Wear “Reasonableness Pants” You may agree or disagree with her remarks, but a speech by SEC Commissioner Hester Peirce – aka “Crypto Mom” – is always bloggable Her recent speech at Rutgers-Camden Law School is no exception. [read post]
15 May 2019, 11:44 am
On May 9, 2019, SEC Commissioner Hester Peirce delivered a speech at the Securities Enforcement Forum in East Palo Alto, California, discussing the SEC’s impact on the FinTech space and growth of the digital asset industry. [read post]
13 May 2019, 6:27 am
Posted by Hester M. [read post]
12 May 2019, 8:36 am
Posted by Hester M. [read post]
10 May 2019, 5:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4588/securities-industry-commentator/Wells Fargo Personal Banker Pleads Guilty to Money Laundering Charges (DOJ Release)Opioid Addiction on Wall Street: A Wells Fargo Employee Is Barred (BrokeAndBroker.com Blog)GOZNYM CYBER-CRIMINAL NETWORK OPERATING OUT OF EUROPE TARGETING AMERICAN ENTITIES DISMANTLED IN INTERATIONAL OPERATION / Network Formed by… [read post]
9 May 2019, 12:09 pm
WHAT HAPPENED Disney World is a magical place, however, it was hell on Earth for great-grandmother Hester Burkhalter. [read post]
7 May 2019, 7:21 am
SEC Commissioner Hester M. [read post]
25 Apr 2019, 9:07 am
The Committee replaces the Advisory Committee on Small and Emerging Companies, whose term expired in 2017.Chairman Jay Clayton and Commissioners Robert Jackson, Hester Peirce, and Elad Roisman said, “We are excited to have this important advisory Committee up and running. [read post]
22 Apr 2019, 4:53 pm
On February 8, 2019, SEC Commissioner Hester Peirce provided remarks concerning regulation and innovation. [read post]
18 Apr 2019, 3:00 am
SEC Commissioner Hester Peirce. [read post]
12 Apr 2019, 6:20 am
Securities and Exchange Commission, on Tuesday, April 9, 2019 Tags: Capital formation, Investor protection, IPOs, Proxy voting, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation, Small firms Private Equity and Activism Posted by Amadeus Moeser, Sidley Austin LLP, on Wednesday, April 10, 2019 Tags: Buyouts, Capital markets, Hedge funds, Institutional Investors, Long-Term… [read post]
10 Apr 2019, 11:53 am
Posted by Hester M. [read post]
10 Apr 2019, 5:00 am
SEC staff guidance performs a “critical function” by helping market participants navigate the complexity of the federal securities laws, said Commissioner Hester Peirce in remarks at the PLI “SEC Speaks” conference in Washington, D.C. [read post]
8 Apr 2019, 3:02 am
Pincus] “A pot banking bill is headed to House markup with bipartisan support” [Jim Saksa, Roll Call] Your periodic reminder that corporate law *is* a form of public interest law [Stephen Bainbridge quoting Hester Peirce] “History Shows Forcing Companies to Put Workers on Boards Is a Bad Idea” [Ryan Bourne, UK Telegraph/Cato, earlier on Elizabeth Warren proposals] Tags: banks, corporate governance, guns, oil industry, regulation and its reform, securities… [read post]
11 Mar 2019, 3:00 am
” http://www.hastingslawjournal.org/wp-content/uploads/Golumbic-69.1.pdf SEC Commissioner Hester Peirce tried to assuage fears at the National Membership Conference of the National Society of Compliance Professionals. [read post]
11 Mar 2019, 2:59 am
Joan Larsen] SEC should see its role as fostering, not just reining in, risk taking [Cato audio with Commissioner Hester Peirce; more from Peirce, Cato Journal] Your taxes pay for bad mortgage loans [Hans Bader] “With Emulex Corp., Supreme Court Could Raise Bar for ‘Merger Tax’ Securities Suits” [Stephen Bainbridge, WLF; Emulex Corp. v. [read post]
