Search for: "Independent Financial Group LLC" Results 481 - 500 of 1,001
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7 Apr 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
6 Apr 2018, 10:37 am by Lorene Park
Fox News Network LLC). $350K awarded to sergeant transferred 180 miles away after reporting sexual harassment. [read post]
4 Apr 2018, 11:28 am by CFM Admin
Christopher Giancarlo affirmed their support of innovative financial technologies but warned investors of the risks of new markets. [read post]
3 Apr 2018, 6:50 am by Wolfgang Demino
 The proposed consent judgment against the NCSLT would require an independent audit of all 800,000 student loans in the NCSLT portfolio. [read post]
30 Mar 2018, 4:17 am by Corbin Bridge
  Shell Company Shell companies, as described by the Financial Crimes Enforcement Network (FinCEN), are “non-publicly traded corporations, limited liability companies (LLCs), and trusts that typically have no physical presence (other than a mailing address) and generate little to no independent economic value”[1]. [read post]
22 Mar 2018, 9:38 am by Kelly Phillips Erb
Watch out for groups masquerading as charitable organizations. [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
  Next the 2011 SEC CF Guidance set forth the various reporting sections of typical SEC filings that could warrant mention of the cyber-attack, including Risk Factors; Management’s Discussion and Analysis of Financial Condition and Results of Operations; Description of Business, Legal Proceedings, Financial Statement Disclosures; and Disclosure Controls and Procedures. [read post]
11 Mar 2018, 5:30 pm by INFORRM
The trial in NT1 v Google LLC was heard by Warby J on 6 and 7 March 2018. [read post]
9 Mar 2018, 6:06 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, March 9, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 2–8, 2018. [read post]
8 Mar 2018, 6:44 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
18 Feb 2018, 4:11 pm by INFORRM
On 14 February 2018 there was a second PTR in the case of NT1 v Google LLC, before Warby J. [read post]