Search for: "Investors Bank and Trust Institutional Company"
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5 Apr 2018, 8:24 am
On January 30, 2018, the SEC obtained a court order for an immediate asset freeze to halt an allegedly fraudulent ICO targeting retail investors and claiming to be the world’s first “decentralized bank”. [read post]
27 Aug 2010, 11:07 am
The securitization process involves two steps: Step One: A company that originated loans identifies which loans it wants to remove from its balance sheet. [read post]
6 Jul 2009, 7:58 am
" - Wang Peng, Shanghai-based chief investment officer at First Trust Fund Management Co.: "We expect listed companies to post earnings gains in the third or fourth quarter. [read post]
12 Nov 2015, 11:14 am
By statute, the following issuers cannot rely on crowdfunding transactions under Section 4(a)(6): issuers not organized under the laws of a state or territory of the United States or the District of Columbia; issuers already subject to Securities Exchange Act of 1934, as amended (the “Exchange Act”) reporting requirements; investment companies as defined in the Investment Company Act of 1940 (the “Investment Company Act”) or companies that… [read post]
23 Feb 2024, 3:16 pm
He tells potential investors that if they invest $25,000, they will get $100,000 back in five years. [read post]
18 Oct 2023, 7:36 pm
So it is not surprising that the positions of the institutional negotiators have increasingly built on the core concepts in those standards as the process has moved forward. [read post]
31 Mar 2016, 9:51 am
The findings also stated that the firm failed to conduct the required due diligence on correspondent accounts of foreign financial institutions and failed to maintain the required documentation. [read post]
17 Dec 2010, 8:46 am
This contact by Secretary Paulson, although I never saw it reported by the media, was well documented by Phillip Swagel, Treasury’s Chief Economist during the last two years of the Bush Administration, in his white paper written for the Brookings Institute and published on March 9, 2009. [read post]
9 Dec 2020, 2:13 pm
Several coronavirus-related cases, those indirectly related to the pandemic, have also been filed by investors, including Eastman Kodak Company and Zoom Video Communications, Inc. [read post]
3 Aug 2011, 12:52 pm
The first is to limit the risk of the shadow banking system by more carefully regulating the key instruments and institutions of contemporary finance. [read post]
22 Sep 2008, 1:25 am
In a separate September 19, 2008 lawsuit (complaint here), Fund investors have also alleged that the Fund tipped off "about a dozen institutional investors" to withdraw a total of $40 billion from the funds at one dollar a share immediately before the Fund’s announcement of the losses due to the Lehman investment’s drove the net asset value below one dollar. [read post]
2 Sep 2009, 11:01 am
You know, I’ll bet that most Madoff victims did not even know that there is a Depository Trust Company or what it does. [read post]
6 Feb 2023, 11:15 am
It is claimed that Grayscale Bitcoin Trust was to provide institutional and accredited individual investors “with exposure to Bitcoin without the challenges and risks of trading and holding Bitcoin directly,” but that “the Trust has flagrantly disregarded its purpose and utterly failed to achieve its stated objectives. [read post]
13 Jan 2016, 5:05 pm
Soon all corporations began to recognize and appreciate the need for mechanisms to enable fraud detection and greater financial accountability, while investors increasingly relied upon financial reports as corporations began to participate in the stock market.[2] But when the stock market crashed in 1929, it became apparent that voluntary financial auditing programs alone were insufficient to protect investors from inaccurate and misleading information that could… [read post]
23 Apr 2023, 9:01 pm
Market integrity and disclosure help protect investors and build trust in capital markets. [read post]
1 Jun 2010, 3:42 am
Now, Lender Processing Services is the parent company of DocX, a company that one of the companies under investigation by the Florida Attorney General’s office for being in the business of creating fraudulent documents used in foreclosure proceedings when the servicer doesn’t have any paperwork showing that the trust actually holds the mortgage. [read post]
22 Jun 2022, 9:01 pm
Depository Institutions’ Issuance of Payment Stablecoins The RFIA would permit depository institutions (i.e., insured banks, thrifts and credit unions) to hold and issue digital assets. [read post]
14 Jan 2022, 9:07 am
Wells Fargo paid a billion dollar fine, and hoped to revamp their company by launching a marketing campaign that was intended to rebuild customer trust by presenting television commercials noting their origins in the Old West. [read post]
26 Nov 2018, 2:39 pm
For example, Alabama includes an exemption from registration for advisers whose sole clients are banks, trust companies, insurance companies and employee benefit plans with assets of greater than $1 million. [read post]
26 Nov 2018, 2:39 pm
For example, Alabama includes an exemption from registration for advisers whose sole clients are banks, trust companies, insurance companies and employee benefit plans with assets of greater than $1 million. [read post]
