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15 Nov 2019, 10:20 am
This year’s annual report confirms that 2018 was, undoubtedly, a banner year for the program, featuring the largest CFTC award to date to a single whistleblower: $30 million for exposing a massive fraud at JP Morgan. [read post]
Shepherd Smith Edwards & Kantas Investigates Donovan St. Anthony Hunter and JP Morgan Securities LLP
15 Nov 2019, 7:08 am
SSEK Investigates JP Morgan Securities And Ex-Employee, Donovan St. [read post]
7 Nov 2019, 3:45 am
International Tax Rule Component of the International Tax Competitiveness Index between 2017 and 2019 (for all OECD countries) Source: 2019 International Tax Competitiveness Index OECD Country 2017 Rank 2018 Rank 2019 Rank Change from 2018 to 2019 Australia (AU) 17 17 12 5 Austria (AT) 5 4 4 0 Belgium (BE) 10 10 25 -15 Canada (CA) 21 20 18 2 Chile (CL) 36 36 36 0 Czech Republic (CZ) 8 7 6 1 Denmark (DK) 23 25 29 -4 Estonia (EE) 6 6 11 -5 Finland (FI) 25 26 23 3 France (FR) 26 27 24 3 Germany (DE)… [read post]
6 Nov 2019, 1:19 pm
A Ninth Circuit panel has struck down JP Morgan Securities’ arbitration win in a wrongful termination case brought by one of its former financial analysts. [read post]
5 Nov 2019, 3:15 am
Philip Woodfield, Rachel Harrison and Elizabeth Pouget, who work within the financial services disputes team at CMS, comment on the decision handed down by the UK Supreme Court last week in the matter of Singularis Holdings Ltd (In Official Liquidation) (A Company Incorporated in the Cayman Islands) v Daiwa Capital Markets Europe Ltd [2019] UKSC 50: In this leading case on a financial institution’s Quincecare duty of care to its customer, the Supreme Court has dismissed… [read post]
1 Nov 2019, 2:21 am
In addition to large settlements, OFCCP has pending enforcement matters against tech and financial services firms including JP Morgan Chase, Oracle and Google. [read post]
31 Oct 2019, 3:45 am
Property Tax Component of the International Tax Competitiveness Index between 2017 and 2019 (for all OECD countries) Source: 2019 International Tax Competitiveness Index OECD Country 2017 Rank 2018 Rank 2019 Rank Change from 2018 to 2019 Australia (AU) 3 3 3 0 Austria (AT) 10 10 10 0 Belgium (BE) 18 28 27 1 Canada (CA) 22 21 20 1 Chile (CL) 17 17 17 0 Czech Republic (CZ) 13 13 13 0 Denmark (DK) 9 9 8 1 Estonia (EE) 1 1 1 0 Finland (FI) 14 14 14 0 France (FR) 36 36 36 0 Germany (DE) 16 16 16 0… [read post]
Claimant's Attorney In ER, Claimant's Wife Gives Birth, but FINRA Arbitrators Won't Postpone Hearing
25 Oct 2019, 7:29 am
Unfortunately, it ended in what seems a 2017 fizzle of a FINRA Arbitration Decision in favor of JP Morgan. [read post]
24 Oct 2019, 3:00 am
Consumption Tax Component of the International Tax Competitiveness Index between 2017 and 2019 (for all OECD countries) Source: 2019 International Tax Competitiveness Index OECD Country 2017 Rank 2018 Rank 2019 Rank Change from 2018 to 2019 Australia (AU) 8 7 8 -1 Austria (AT) 11 10 11 -1 Belgium (BE) 25 25 26 -1 Canada (CA) 9 9 7 2 Chile (CL) 30 30 28 2 Czech Republic (CZ) 33 34 34 0 Denmark (DK) 18 17 17 0 Estonia (EE) 7 8 9 -1 Finland (FI) 13 13 15 -2 France (FR) 20 20 21 -1 Germany (DE) 12 12… [read post]
22 Oct 2019, 8:18 pm
Attorney JP Sarmiento from our office accompanied our clients as well. [read post]
22 Oct 2019, 12:22 pm
Ameriprise Financial Services NBC Securities Jeffrey Lundstrom Signator Investors, Inc Transamerica Financial Advisors Uriah Mitchell JP Morgan Securities Raymond Montchal Morgan Stanley Citigroup Global Markets Robert Neuedorf David Lerner Associates Merrill Lynch, Pierce, Fenner & Smith Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or… [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co … [read post]
20 Oct 2019, 12:48 pm
Among the disturbing feature of this account is the disturbing frequency with which certain names recur: Citigroup, JP Morgan, Barclays, UBS, and the Royal Bank of Scotland, among others. [read post]
18 Oct 2019, 5:30 pm
JP Morgan Chase Bank, No. 2:16-cv-02276 (D. [read post]
17 Oct 2019, 3:45 am
Individual Tax Component of the International Tax Competitiveness Index between 2017 and 2019 (for all OECD countries) Source: 2019 International Tax Competitiveness Index OECD Country 2017 Rank 2018 Rank 2019 Rank Change from 2018 to 2019 Australia (AU) 19 18 15 3 Austria (AT) 29 29 29 0 Belgium (BE) 9 8 11 -3 Canada (CA) 24 25 25 0 Chile (CL) 23 20 23 -3 Czech Republic (CZ) 7 6 5 1 Denmark (DK) 30 33 34 -1 Estonia (EE) 3 1 1 0 Finland (FI) 27 27 27 0 France (FR) 35 35 35 0 Germany (DE) 26 26 26… [read post]
15 Oct 2019, 4:57 am
From July 2010 until September 2018 Rahn was registered with JP Morgan out of the firm’s Los Angeles, California office location. [read post]
10 Oct 2019, 3:45 am
Corporate Tax Component of the International Tax Competitiveness Index between 2017 and 2019 (for all OECD countries) Source: International Tax Competitiveness Index 2019 OECD Country 2017 Rank 2018 Rank 2019 Rank Change from 2018 to 2019 Australia (AU) 24 28 28 0 Austria (AT) 16 16 17 -1 Belgium (BE) 28 24 25 -1 Canada (CA) 21 22 20 +2 Chile (CL) 29 29 30 -1 Czech Republic (CZ) 9 9 9 0 Denmark (DK) 14 15 16 -1 Estonia (EE) 1 1 2 -1 Finland (FI) 7 6 7 -1 France (FR) 36 34 35 -1 Germany (DE) 20 25… [read post]
9 Oct 2019, 1:20 pm
I am delighted to post information about an upcoming an important conference for those interested in the cutting edge of Chinese academic research centered in the United States. [read post]
7 Oct 2019, 10:09 am
Prosecutors brought charges against 7Up/JP for misdemeanor online threats. [read post]
2 Oct 2019, 9:56 am
JP Bonnelly/The HSUS Most of us find it difficult to comprehend why anyone would wish to keep a chimpanzee as a pet or house lions and tigers on their property. [read post]
